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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Belpointe Asset Management
Nevada
$3.54M +$3.73M +87,413 New
UBS Group
2
UBS Group
Switzerland
$2.63M -$2.26M -53,001 -45%
RCM
3
Rivernorth Capital Management
Florida
$1.62M +$1.71M +39,956 New
BA
4
Bard Associates
Illinois
$1.54M -$35.7K -835 -2%
BRWA
5
B. Riley Wealth Advisors
Florida
$735K +$51.1K +1,196 +7%
WS
6
Wedbush Securities
California
$468K +$67.5K +1,581 +16%
US Bancorp
7
US Bancorp
Minnesota
$405K
BSG
8
Black Swift Group
Colorado
$301K +$318K +7,437 New
First Trust Advisors
9
First Trust Advisors
Illinois
$270K -$139K -3,255 -33%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$236K +$249K +5,823 New
WAM
11
Weiss Asset Management
Massachusetts
$106K +$112K +2,613 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$92K +$98.2K +2,299 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$83K +$17.9K +420 +26%
Stifel Financial
14
Stifel Financial
Missouri
$82K -$513 -12 -0.6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$33K +$22.9K +536 +191%
ASN
16
Advisory Services Network
Georgia
$32K +$726 +17 +2%
Bank of America
17
Bank of America
North Carolina
$24K
PMFA
18
Plante Moran Financial Advisors
Michigan
$22K
Morgan Stanley
19
Morgan Stanley
New York
$5K -$42.5K -994 -89%
PAM
20
Panagora Asset Management
Massachusetts
$3K +$2.86K +67 New
TRCT
21
Tower Research Capital (TRC)
New York
$2K +$2.31K +54 New
CHAM
22
Clear Harbor Asset Management
Connecticut
-$275K -6,144 Closed
CG
23
Cutler Group
California
-$29K -657 Closed
QCIG
24
Quad-Cities Investment Group
Iowa
-$21K -480 Closed