Clear Harbor Asset Management’s XAI Floating Rate & Alternative Income Trust XFLT Stock Holding History

Clear Harbor Asset Management’s Portfolio XFLT Stock Details XFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-6,144	Closed	-$275K	–	797
2019 Q3	$275K	Sell	6,144 -906	-13%	-$41.5K	0.05%	204
2019 Q2	$324K	Sell	7,050 -383	-5%	-$17.3K	0.07%	184
2019 Q1	$323K	Buy	7,433 +448	+6%	+$18.9K	0.07%	181
2018 Q4	$255K	Buy	6,985 +857	+14%	+$38.1K	0.06%	191
2018 Q3	$287K	Sell	6,128 -257	-4%	-$12.6K	0.06%	192
2018 Q2	$292K	Buy	6,385 +2,016	+46%	+$93K	0.05%	191
2018 Q1	$206K	Buy	4,369 +34	+0.8%	+$1.65K	0.04%	210
2017 Q4	$204K	Buy	+4,335	New	+$222K	0.04%	218

Other funds holding XFLT

BAM

Belpointe Asset Management Reno, Nevada $2.74B AUM 20.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

BSG

Black Swift Group Boulder, Colorado $571M AUM 36.77% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Clear Harbor Asset Management's XFLT Position: Q4 2019 in Review

Clear Harbor Asset Management sold out of XAI Floating Rate & Alternative Income Trust (XFLT) in Q4 2019, closing a stake of 6,144 shares — an estimated $275K sold.

Clear Harbor Asset Management first reported a position in XFLT in Q4 2017 and held it in 8 quarters. The position peaked at $324K in Q2 2019. 21 funds tracked by Wall St. Rank hold XFLT as of Q4 2019.

Clear Harbor Asset Management reported no remaining XAI Floating Rate & Alternative Income Trust position as of Q4 2019 after selling out during the quarter.
Clear Harbor Asset Management sold 6,144 XAI Floating Rate & Alternative Income Trust shares in Q4 2019, an estimated $275K.
Clear Harbor Asset Management first reported a position in XAI Floating Rate & Alternative Income Trust in Q4 2017 and held it in 8 quarters.
Clear Harbor Asset Management's XAI Floating Rate & Alternative Income Trust position peaked at $324K in Q2 2019.
21 funds tracked by Wall St. Rank held XAI Floating Rate & Alternative Income Trust as of Q4 2019.

Based on Clear Harbor Asset Management's 13F filing for Q4 2019, filed 29 Jan 2020.