XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

22 hedge funds and large institutions have $12.2M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
22
Holders Change
+6
Holders Change %
+37.5%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
5
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BAM
1
Belpointe Asset Management
Nevada
$3.54M
2
RCM
2
Rivernorth Capital Management
Florida
$1.62M
3
BSG
3
Black Swift Group
Colorado
$301K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$236K
5
WAM
5
Weiss Asset Management
Massachusetts
$106K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$2.63M
2
CHAM
2
Clear Harbor Asset Management
Connecticut
$0
3
First Trust Advisors
3
First Trust Advisors
Illinois
$270K
4
Morgan Stanley
4
Morgan Stanley
New York
$5K
5
BA
5
Bard Associates
Illinois
$1.54M
Name Market Value Shares Shares
Change 		Shares
Change %
BAM
1
Belpointe Asset Management
Nevada
$3.54M 437,064 +437,064 New
UBS Group
2
UBS Group
Switzerland
$2.63M 325,321 -265,002 -45%
RCM
3
Rivernorth Capital Management
Florida
$1.62M 199,781 +199,781 New
BA
4
Bard Associates
Illinois
$1.54M 190,607 -4,175 -2%
BRWA
5
B. Riley Wealth Advisors
Florida
$735K 90,746 +5,980 +7%
WS
6
Wedbush Securities
California
$468K 57,876 +7,908 +16%
US Bancorp
7
US Bancorp
Minnesota
$405K 50,000 – –
BSG
8
Black Swift Group
Colorado
$301K 37,185 +37,185 New
First Trust Advisors
9
First Trust Advisors
Illinois
$270K 33,370 -16,277 -33%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$236K 29,117 +29,117 New
WAM
11
Weiss Asset Management
Massachusetts
$106K 13,066 +13,066 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$92K 11,495 +11,495 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$83K 10,326 +2,099 +26%
Stifel Financial
14
Stifel Financial
Missouri
$82K 10,142 -60 -0.6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$33K 4,086 +2,679 +190%
ASN
16
Advisory Services Network
Georgia
$32K 3,994 +84 +2%
Bank of America
17
Bank of America
North Carolina
$24K 3,000 – –
PMFA
18
Plante Moran Financial Advisors
Michigan
$22K 2,668 – –
Morgan Stanley
19
Morgan Stanley
New York
$5K 623 -4,972 -89%
PAM
20
Panagora Asset Management
Massachusetts
$3K 334 +334 New
TRCT
21
Tower Research Capital (TRC)
New York
$2K 269 +269 New
CHAM
22
Clear Harbor Asset Management
Connecticut
– – -30,720 Closed
CG
23
Cutler Group
California
– – -3,287 Closed
QCIG
24
Quad-Cities Investment Group
Iowa
– – -2,400 Closed
CFGS
25
Concourse Financial Group Securities
Alabama
– – – –
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