XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

12 hedge funds and large institutions have $6.64M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 3 closing their positions.

Holders
12
Holders Change
–
Holders Change %
0%
% of All Funds
0.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$2.36M
2
BRWM
2
B. Riley Wealth Management
Tennessee
$122K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$90K
4
WS
4
Wedbush Securities
California
$206K
5
First Trust Advisors
5
First Trust Advisors
Illinois
$268K

Top Sellers

1
LCM
1
Laurion Capital Management
New York
$0
2
SFS
2
Shaker Financial Services
Virginia
$0
3
BRWA
3
B. Riley Wealth Advisors
Florida
$808K
4
US Bancorp
4
US Bancorp
Minnesota
$372K
5
WAM
5
Wolverine Asset Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.36M 241,156 +23,032 +11%
BA
2
Bard Associates
Illinois
$1.93M 197,150 -2,300 -1%
BRWA
3
B. Riley Wealth Advisors
Florida
$808K 82,364 -60,199 -42%
US Bancorp
4
US Bancorp
Minnesota
$372K 38,000 -6,000 -14%
CHAM
5
Clear Harbor Asset Management
Connecticut
$287K 30,640 -1,285 -4%
First Trust Advisors
6
First Trust Advisors
Illinois
$268K 27,346 +4,314 +19%
WS
7
Wedbush Securities
California
$206K 21,023 +6,423 +44%
Stifel Financial
8
Stifel Financial
Missouri
$131K 13,370 +1,010 +8%
BRWM
9
B. Riley Wealth Management
Tennessee
$122K 12,400 +12,400 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$90K 9,272 +9,272 New
Bank of America
11
Bank of America
North Carolina
$29K 3,000 – –
PMFA
12
Plante Moran Financial Advisors
Michigan
$26K 2,668 +2,668 New
LCM
13
Laurion Capital Management
New York
– – -201,075 Closed
SFS
14
Shaker Financial Services
Virginia
– – -186,233 Closed
WAM
15
Wolverine Asset Management
Illinois
– – -5,625 Closed
CFGS
16
Concourse Financial Group Securities
Alabama
– – – –