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XFLT

XAI Floating Rate & Alternative Income Trust
XFLT

12 hedge funds and large institutions have $6.63M invested in XAI Floating Rate & Alternative Income Trust in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 12 → 12 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

0% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 4

1.36% less ownership

Funds ownership: 2.98% → 1.62% (-1.4%)

33% less capital invested

Capital invested by funds: $9.89M → $6.63M (-$3.25M)

Holders
12
Holders Change
–
Holders Change %
0%
% of All Funds
0.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$226K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$90.9K
3
WS
Wedbush Securities
California
+$63K
4
First Trust Advisors
First Trust Advisors
Illinois
+$42.3K
5
PMFA
Plante Moran Financial Advisors
Michigan
+$26.2K

Top Sellers

1
LCM
Laurion Capital Management
New York
-$1.84M
2
SFS
Shaker Financial Services
Virginia
-$1.7M
3
BRWA
B. Riley Wealth Advisors
Florida
-$590K
4
US Bancorp
US Bancorp
Minnesota
-$58.8K
5
WAM
Wolverine Asset Management
Illinois
-$51K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.36M +$226K +4,606 +11%
BA
2
Bard Associates
Illinois
$1.93M -$22.6K -460 -1%
BRWA
3
B. Riley Wealth Advisors
Florida
$808K -$590K -12,040 -42%
US Bancorp
4
US Bancorp
Minnesota
$372K -$58.8K -1,200 -14%
CHAM
5
Clear Harbor Asset Management
Connecticut
$287K -$12.6K -257 -4%
First Trust Advisors
6
First Trust Advisors
Illinois
$268K +$42.3K +863 +19%
WS
7
Wedbush Securities
California
$206K +$63K +1,285 +44%
Stifel Financial
8
Stifel Financial
Missouri
$131K +$9.9K +202 +8%
BRWM
9
B. Riley Wealth Management
Tennessee
$122K +$122K +2,480 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$90K +$90.9K +1,854 New
Bank of America
11
Bank of America
North Carolina
$29K – – –
PMFA
12
Plante Moran Financial Advisors
Michigan
$26K +$26.2K +534 New
LCM
13
Laurion Capital Management
New York
– -$1.84M -40,215 Closed
SFS
14
Shaker Financial Services
Virginia
– -$1.7M -37,247 Closed
WAM
15
Wolverine Asset Management
Illinois
– -$51K -1,125 Closed

XFLT Hedge Fund Activity: Q3 2018 in Review

12 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q3 2018, worth a combined $6.63M — down 33% from $9.89M a quarter earlier.

Fund positioning in XFLT was balanced in Q3 2018: 3 funds opened new positions, 3 closed out, 4 added to existing stakes and 4 trimmed.

The largest buyer was UBS Group, adding an estimated $226K. The largest seller was Laurion Capital Management, exiting entirely with an estimated $1.84M sold.

  • 12 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q3 2018, unchanged from Q2 2018.
  • Funds reported $6.63M of XAI Floating Rate & Alternative Income Trust stock for Q3 2018, down 33% quarter-over-quarter.
  • 3 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q3 2018 and 3 closed out, a net change of 0 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q3 2018 was UBS Group, an estimated $226K added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q3 2018 was Laurion Capital Management, an estimated $1.84M sold.

Based on aggregated 13F filings for Q3 2018.