XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

40 hedge funds and large institutions have $19.6M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2022 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 4 reducing their positions, and 5 closing their positions.

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
21
Reduced
4
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lido Advisors
1
Lido Advisors
California
$1.32M
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$748K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$581K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.11M
5
MP
5
McDonald Partners
Ohio
$402K

Top Sellers

1
MGWM
1
Marks Group Wealth Management
Minnesota
$0
2
ASFA
2
All Season Financial Advisors
Colorado
$370K
3
UBS Group
3
UBS Group
Switzerland
$1.43M
4
GWM
4
Geneos Wealth Management
Colorado
$0
5
NA
5
NewEdge Advisors
Louisiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$2.72M 321,491 +25,975 +9%
BAM
2
Belpointe Asset Management
Nevada
$1.75M 206,874 +10,533 +5%
BA
3
Bard Associates
Illinois
$1.57M 185,395 -100 -0.1%
UBS Group
4
UBS Group
Switzerland
$1.43M 168,935 -16,563 -9%
Lido Advisors
5
Lido Advisors
California
$1.32M 155,511 +155,511 New
CC
6
Claybrook Capital
Massachusetts
$1.2M 141,133 +11,200 +9%
Morgan Stanley
7
Morgan Stanley
New York
$1.11M 131,241 +50,824 +63%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$748K 88,396 +84,726 +2,309%
C
9
Certuity
Florida
$646K 76,228 – –
VEA
10
Virtus ETF Advisers
New York
$642K 75,816 +4,433 +6%
Osaic Holdings
11
Osaic Holdings
Arizona
$581K 68,559 +52,669 +331%
RJA
12
Raymond James & Associates
Florida
$565K 66,710 +4,886 +8%
Wells Fargo
13
Wells Fargo
California
$489K 57,700 -1,000 -2%
BRWA
14
B. Riley Wealth Advisors
Florida
$470K 55,431 +1,002 +2%
WS
15
Wedbush Securities
California
$463K 54,715 +322 +0.6%
US Bancorp
16
US Bancorp
Minnesota
$424K 50,000 – –
MP
17
McDonald Partners
Ohio
$402K 47,473 +47,473 New
ASFA
18
All Season Financial Advisors
Colorado
$370K 43,712 -154,212 -78%
CAN
19
Cetera Advisor Networks
California
$352K 41,553 +943 +2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$335K 39,634 +3,056 +8%
ASN
21
Advisory Services Network
Georgia
$309K 36,493 +204 +0.6%
KAS
22
Kestra Advisory Services
Texas
$302K 35,689 +3,763 +12%
BRWM
23
B. Riley Wealth Management
Tennessee
$298K 35,232 +3,515 +11%
PAG
24
Private Advisor Group
New Jersey
$168K 19,887 +5,114 +35%
CPIG
25
Chicago Partners Investment Group
Illinois
$158K 20,798 +4,142 +25%
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