XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

34 hedge funds and large institutions have $13.9M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
34
Holders Change
+5
Holders Change %
+17.24%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$774K
2
LPL Financial
2
LPL Financial
California
$1.64M
3
ASN
3
Advisory Services Network
Georgia
$353K
4
AIP
4
Ahrens Investment Partners
Louisiana
$727K
5
KAS
5
Kestra Advisory Services
Texas
$176K

Top Sellers

1
CC
1
Claybrook Capital
Massachusetts
$0
2
BAM
2
Belpointe Asset Management
Nevada
$1.53M
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
Wells Fargo
4
Wells Fargo
California
$630K
5
BSG
5
Black Swift Group
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.21M 231,160 -1,790 -0.8%
LPL Financial
2
LPL Financial
California
$1.64M 172,055 +65,725 +62%
BA
3
Bard Associates
Illinois
$1.63M 170,995 +375 +0.2%
BAM
4
Belpointe Asset Management
Nevada
$1.53M 160,223 -55,097 -26%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$774K 81,000 +81,000 New
AIP
6
Ahrens Investment Partners
Louisiana
$727K 76,100 +27,400 +56%
BRWA
7
B. Riley Wealth Advisors
Florida
$655K 68,514 +277 +0.4%
Wells Fargo
8
Wells Fargo
California
$630K 66,000 -9,500 -13%
Morgan Stanley
9
Morgan Stanley
New York
$547K 57,233 +8,144 +17%
WS
10
Wedbush Securities
California
$498K 52,098 +680 +1%
US Bancorp
11
US Bancorp
Minnesota
$478K 50,000 – –
ASN
12
Advisory Services Network
Georgia
$353K 36,991 +36,991 New
ASFA
13
All Season Financial Advisors
Colorado
$348K 36,402 +36,402 New
C
14
Certuity
Florida
$301K 31,480 +5,480 +21%
RJA
15
Raymond James & Associates
Florida
$256K 26,819 +4,619 +21%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$194K 20,267 -2,206 -10%
DA
17
DCM Advisors
New York
$186K 19,450 +4,000 +26%
KAS
18
Kestra Advisory Services
Texas
$176K 18,454 +18,454 New
BRWM
19
B. Riley Wealth Management
Tennessee
$169K 17,676 -500 -3%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$122K 12,807 +884 +7%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$113K 11,850 +11,850 New
CPIG
22
Chicago Partners Investment Group
Illinois
$92K 10,533 +10,533 New
PMFA
23
Plante Moran Financial Advisors
Michigan
$66K 6,921 +166 +2%
GWM
24
Geneos Wealth Management
Colorado
$49K 5,134 – –
NFSG
25
Newbridge Financial Services Group
Florida
$48K 5,000 – –
1
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