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XFLT

XAI Floating Rate & Alternative Income Trust

34 hedge funds and large institutions have $14.3M invested in XAI Floating Rate & Alternative Income Trust in 2021 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

20% more capital invested

Capital invested by funds: $12M → $14.3M (+$2.39M)

13% more funds holding

Funds holding: 3034 (+4)

0.17% more ownership

Funds ownership: 1.47%1.64% (+0.17%)

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
15
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.21M -$16K -358 -0.8%
LPL Financial
2
LPL Financial
California
$1.64M +$587K +13,145 +62%
BA
3
Bard Associates
Illinois
$1.63M +$3.35K +75 +0.2%
BAM
4
Belpointe Asset Management
Nevada
$1.53M -$492K -11,019 -26%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$774K +$723K +16,200 New
AIP
6
Ahrens Investment Partners
Louisiana
$727K +$245K +5,480 +56%
BRWA
7
B. Riley Wealth Advisors
Florida
$655K +$2.5K +56 +0.4%
Wells Fargo
8
Wells Fargo
California
$630K -$84.8K -1,900 -13%
Morgan Stanley
9
Morgan Stanley
New York
$547K +$72.7K +1,629 +17%
WS
10
Wedbush Securities
California
$498K +$6.07K +136 +1%
US Bancorp
11
US Bancorp
Minnesota
$478K
IFG
12
Independent Financial Group
California
$454K +$138K +3,100 +48%
ASN
13
Advisory Services Network
Georgia
$353K +$330K +7,398 New
ASFA
14
All Season Financial Advisors
Colorado
$348K +$325K +7,280 New
C
15
Certuity
Florida
$301K +$48.9K +1,096 +21%
RJA
16
Raymond James & Associates
Florida
$256K +$41.2K +924 +21%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$194K -$19.7K -442 -10%
DA
18
DCM Advisors
New York
$186K +$35.7K +800 +26%
KAS
19
Kestra Advisory Services
Texas
$176K +$165K +3,691 New
BRWM
20
B. Riley Wealth Management
Tennessee
$169K -$4.46K -100 -3%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$122K +$7.86K +176 +7%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$113K +$106K +2,370 New
CPIG
23
Chicago Partners Investment Group
Illinois
$92K +$94K +2,107 New
PMFA
24
Plante Moran Financial Advisors
Michigan
$66K +$1.47K +33 +2%
GWM
25
Geneos Wealth Management
Colorado
$49K

XFLT Hedge Fund Activity: Q2 2021 in Review

34 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q2 2021, worth a combined $14.3M — up 20% from $12M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new XFLT positions and 3 closed out — a net gain of 4 holders — while 15 added to existing stakes and 6 trimmed.

The largest buyer was PNC Financial Services Group, opening a new position worth an estimated $723K. The largest seller was Claybrook Capital, exiting entirely with an estimated $554K sold.

  • 34 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q2 2021, up from 30 in Q1 2021.
  • Funds reported $14.3M of XAI Floating Rate & Alternative Income Trust stock for Q2 2021, up 20% quarter-over-quarter.
  • 7 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q2 2021 and 3 closed out, a net change of +4 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q2 2021 was PNC Financial Services Group, an estimated $723K added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q2 2021 was Claybrook Capital, an estimated $554K sold.

Based on aggregated 13F filings for Q2 2021.