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XFLT

XAI Floating Rate & Alternative Income Trust

17 hedge funds and large institutions have $8.5M invested in XAI Floating Rate & Alternative Income Trust in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $6.32M → $8.5M (+$2.18M)

0.48% more ownership

Funds ownership: 1.74%2.22% (+0.48%)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

19% less funds holding

Funds holding: 2117 (-4)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
17
Holders Change
-4
Holders Change %
-19.05%
% of All Funds
0.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Belpointe Asset Management
Nevada
$3.47M +$1.84M +61,170 +112%
UBS Group
2
UBS Group
Switzerland
$2.45M +$302K +10,015 +14%
BA
3
Bard Associates
Illinois
$1.07M -$19.4K -645 -2%
BRWA
4
B. Riley Wealth Advisors
Florida
$524K -$32.1K -1,065 -6%
US Bancorp
5
US Bancorp
Minnesota
$300K
WS
6
Wedbush Securities
California
$295K -$9.24K -307 -3%
SFS
7
Shaker Financial Services
Virginia
$186K +$187K +6,196 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$40K +$9.64K +320 +31%
NFSG
9
Newbridge Financial Services Group
Florida
$30K +$30.1K +1,000 New
BSG
10
Black Swift Group
Colorado
$29K -$24K -796 -45%
ASN
11
Advisory Services Network
Georgia
$21K +$20.9K +695 New
Morgan Stanley
12
Morgan Stanley
New York
$19K -$151 -5 -0.8%
Bank of America
13
Bank of America
North Carolina
$18K
Osaic Holdings
14
Osaic Holdings
Arizona
$16K
WAM
15
Wolverine Asset Management
Illinois
$13K +$12.3K +407 +783%
FWM
16
Focused Wealth Management
New York
$6K +$181 +6 +3%
PAM
17
Panagora Asset Management
Massachusetts
$4K
First Trust Advisors
18
First Trust Advisors
Illinois
-$178K -6,250 Closed
Goldman Sachs
19
Goldman Sachs
New York
-$163K -5,732 Closed
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
-$60K -2,117 Closed
LC
21
Lindbrook Capital
California
-$26K -900 Closed
CAN
22
Cetera Advisor Networks
California
-$5K -160 Closed
PAG
23
Private Advisor Group
New Jersey
-$4K -147 Closed

XFLT Hedge Fund Activity: Q3 2020 in Review

17 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q3 2020, worth a combined $8.5M — up 34% from $6.32M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of XFLT and 3 opened new positions — a net loss of 4 holders — while 5 trimmed existing stakes and 5 added.

The largest buyer was Belpointe Asset Management, adding an estimated $1.84M. The largest seller was First Trust Advisors, exiting entirely with an estimated $178K sold.

  • 17 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q3 2020, down from 21 in Q2 2020.
  • Funds reported $8.5M of XAI Floating Rate & Alternative Income Trust stock for Q3 2020, up 34% quarter-over-quarter.
  • 3 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q3 2020 and 7 closed out, a net change of -4 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q3 2020 was Belpointe Asset Management, an estimated $1.84M added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q3 2020 was First Trust Advisors, an estimated $178K sold.

Based on aggregated 13F filings for Q3 2020.