XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

17 hedge funds and large institutions have $8.5M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 7 closing their positions.

Holders
17
Holders Change
-4
Holders Change %
-19.05%
% of All Funds
0.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
5
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BAM
1
Belpointe Asset Management
Nevada
$3.47M
2
UBS Group
2
UBS Group
Switzerland
$2.45M
3
SFS
3
Shaker Financial Services
Virginia
$186K
4
NFSG
4
Newbridge Financial Services Group
Florida
$30K
5
ASN
5
Advisory Services Network
Georgia
$21K

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$0
2
Goldman Sachs
2
Goldman Sachs
New York
$0
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$0
4
BRWA
4
B. Riley Wealth Advisors
Florida
$524K
5
LC
5
Lindbrook Capital
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BAM
1
Belpointe Asset Management
Nevada
$3.47M 579,948 +305,849 +112%
UBS Group
2
UBS Group
Switzerland
$2.45M 408,986 +50,076 +14%
BA
3
Bard Associates
Illinois
$1.07M 179,307 -3,225 -2%
BRWA
4
B. Riley Wealth Advisors
Florida
$524K 87,394 -5,328 -6%
US Bancorp
5
US Bancorp
Minnesota
$300K 50,000 – –
WS
6
Wedbush Securities
California
$295K 49,214 -1,537 -3%
SFS
7
Shaker Financial Services
Virginia
$186K 30,979 +30,979 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$40K 6,761 +1,600 +31%
NFSG
9
Newbridge Financial Services Group
Florida
$30K 5,000 +5,000 New
BSG
10
Black Swift Group
Colorado
$29K 4,845 -3,980 -45%
ASN
11
Advisory Services Network
Georgia
$21K 3,477 +3,477 New
Morgan Stanley
12
Morgan Stanley
New York
$19K 3,179 -25 -0.8%
Bank of America
13
Bank of America
North Carolina
$18K 3,000 – –
Osaic Holdings
14
Osaic Holdings
Arizona
$16K 2,705 – –
WAM
15
Wolverine Asset Management
Illinois
$13K 2,296 +2,038 +790%
FWM
16
Focused Wealth Management
New York
$6K 1,030 +30 +3%
PAM
17
Panagora Asset Management
Massachusetts
$4K 593 – –
First Trust Advisors
18
First Trust Advisors
Illinois
– – -31,249 Closed
Goldman Sachs
19
Goldman Sachs
New York
– – -28,658 Closed
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
– – -10,584 Closed
LC
21
Lindbrook Capital
California
– – -4,500 Closed
CAN
22
Cetera Advisor Networks
California
– – -800 Closed
PAG
23
Private Advisor Group
New Jersey
– – -735 Closed
Fidelity Investments
24
Fidelity Investments
Massachusetts
– – -3 Closed
CFGS
25
Concourse Financial Group Securities
Alabama
– – – –