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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Belpointe Asset Management
Nevada
$3.47M +$1.84M +61,170 +112%
UBS Group
2
UBS Group
Switzerland
$2.45M +$302K +10,015 +14%
BA
3
Bard Associates
Illinois
$1.07M -$19.4K -645 -2%
BRWA
4
B. Riley Wealth Advisors
Florida
$524K -$32.1K -1,065 -6%
US Bancorp
5
US Bancorp
Minnesota
$300K
WS
6
Wedbush Securities
California
$295K -$9.24K -307 -3%
SFS
7
Shaker Financial Services
Virginia
$186K +$187K +6,196 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$40K +$9.64K +320 +31%
NFSG
9
Newbridge Financial Services Group
Florida
$30K +$30.1K +1,000 New
BSG
10
Black Swift Group
Colorado
$29K -$24K -796 -45%
ASN
11
Advisory Services Network
Georgia
$21K +$20.9K +695 New
Morgan Stanley
12
Morgan Stanley
New York
$19K -$151 -5 -0.8%
Bank of America
13
Bank of America
North Carolina
$18K
Osaic Holdings
14
Osaic Holdings
Arizona
$16K
WAM
15
Wolverine Asset Management
Illinois
$13K +$12.3K +407 +783%
FWM
16
Focused Wealth Management
New York
$6K +$181 +6 +3%
PAM
17
Panagora Asset Management
Massachusetts
$4K
First Trust Advisors
18
First Trust Advisors
Illinois
-$178K -6,250 Closed
Goldman Sachs
19
Goldman Sachs
New York
-$163K -5,732 Closed
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
-$60K -2,117 Closed
LC
21
Lindbrook Capital
California
-$26K -900 Closed
CAN
22
Cetera Advisor Networks
California
-$5K -160 Closed
PAG
23
Private Advisor Group
New Jersey
-$4K -147 Closed