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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$26.2M +$13.9M +578,783 +112%
EPCM
2
Eagle Point Credit Management
Connecticut
$10M +$10.1M +418,051 New
Morgan Stanley
3
Morgan Stanley
New York
$8.03M +$4.39M +182,547 +120%
CC
4
CF Capital
Massachusetts
$7.12M +$7.13M +296,484 New
MC
5
Matisse Capital
Oregon
$4.42M +$3.16M +131,495 +250%
RCM
6
Rivernorth Capital Management
Florida
$4.07M +$4.08M +169,602 New
CAM
7
Cresset Asset Management
Illinois
$3.45M -$20.6K -857 -0.6%
GC
8
Guggenheim Capital
Illinois
$3.45M +$1.43M +59,588 +71%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$3.06M +$3.07M +127,616 New
LCM
10
Landscape Capital Management
New Jersey
$2.46M +$1.17M +48,785 +91%
BI
11
Bulldog Investors
New Jersey
$2.44M +$2.45M +101,673 New
JWCA
12
J.W. Cole Advisors
Florida
$2.17M +$78.5K +3,265 +4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$2.05M +$2.05M +85,416 New
Lido Advisors
14
Lido Advisors
California
$1.33M
Invesco
15
Invesco
Georgia
$1.26M -$393K -16,357 -24%
VIA
16
Virtus Investment Advisers
Connecticut
$1.16M -$30.5K -1,269 -3%
CEFA
17
Closed-End Fund Advisors
Virginia
$1.12M +$1.12M +46,593 New
LPL Financial
18
LPL Financial
California
$1.05M -$534K -22,209 -34%
SFS
19
Shaker Financial Services
Virginia
$881K +$883K +36,704 New
KAS
20
Kestra Advisory Services
Texas
$829K -$98.4K -4,092 -11%
UBS Group
21
UBS Group
Switzerland
$805K +$7.98K +332 +1%
Jane Street
22
Jane Street
New York
$751K +$123K +5,102 +19%
BAM
23
Belpointe Asset Management
Nevada
$610K -$1.1M -45,608 -64%
PAG
24
Private Advisor Group
New Jersey
$553K +$10.3K +427 +2%
CPIG
25
Chicago Partners Investment Group
Illinois
$473K -$890 -37 -0.2%