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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.72M +$232K +5,195 +9%
BAM
2
Belpointe Asset Management
Nevada
$1.75M +$94.3K +2,107 +5%
BA
3
Bard Associates
Illinois
$1.57M -$895 -20 -0.1%
UBS Group
4
UBS Group
Switzerland
$1.43M -$148K -3,313 -9%
Lido Advisors
5
Lido Advisors
California
$1.32M +$1.39M +31,102 New
CC
6
Claybrook Capital
Massachusetts
$1.2M +$100K +2,240 +9%
Morgan Stanley
7
Morgan Stanley
New York
$1.11M +$455K +10,165 +63%
IFG
8
Independent Financial Group
California
$1.03M +$48.7K +1,088 +5%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$748K +$758K +16,945 +2,309%
C
10
Certuity
Florida
$646K
VEA
11
Virtus ETF Advisers
New York
$642K +$39.6K +886 +6%
Osaic Holdings
12
Osaic Holdings
Arizona
$581K +$471K +10,534 +331%
RJA
13
Raymond James & Associates
Florida
$565K +$43.7K +977 +8%
Wells Fargo
14
Wells Fargo
California
$489K -$8.95K -200 -2%
BRWA
15
B. Riley Wealth Advisors
Florida
$470K +$8.95K +200 +2%
WS
16
Wedbush Securities
California
$463K +$2.86K +64 +0.6%
US Bancorp
17
US Bancorp
Minnesota
$424K
MP
18
McDonald Partners
Ohio
$402K +$425K +9,495 New
ASFA
19
All Season Financial Advisors
Colorado
$370K -$1.38M -30,843 -78%
CAN
20
Cetera Advisor Networks
California
$352K +$8.46K +189 +2%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$335K +$27.3K +611 +8%
ASN
22
Advisory Services Network
Georgia
$309K +$1.83K +41 +0.6%
KAS
23
Kestra Advisory Services
Texas
$302K +$33.7K +753 +12%
BRWM
24
B. Riley Wealth Management
Tennessee
$298K +$31.5K +703 +11%
PAG
25
Private Advisor Group
New Jersey
$168K +$45.7K +1,022 +35%