Innovator US Equity Ultra Buffer ETF October
UOCT
56 hedge funds and large institutions have $57.9M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 3 closing their positions.
533% more first-time investments, than exits
New positions opened: 19 | Existing positions closed: 3
78% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 9
40% more funds holding
Funds holding: 40 → 56 (+16)
36% more capital invested
Capital invested by funds: $42.6M → $57.9M (+$15.2M)
18.75% more ownership
Funds ownership: 34.92% → 53.67% (+19%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$1.43M |
| 2 |
Truist Financial
Charlotte,
North Carolina
|
+$1.29M |
| 3 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
+$1.16M |
| 4 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$1.03M |
| 5 |
AWA
Arete Wealth Advisors
Chicago,
Illinois
|
+$825K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CF
Centaurus Financial
Anaheim,
California
|
-$633K |
| 2 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
-$357K |
| 3 |
KWM
KFG Wealth Management
Granger,
Indiana
|
-$264K |
| 4 |
USCWA
U.S. Capital Wealth Advisors
Austin,
Texas
|
-$205K |
| 5 |
CAG
Compass Advisory Group
Melville,
New York
|
-$129K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BBPWM
51
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $19.4K | – | – | – |
|
52
UBS Group
Zurich,
Switzerland
| $3.95K | +$3.81K | +122 | New |
|
|
AAP
53
Arax Advisory Partners
Denver,
Colorado
| $3.92K | -$5.06K | -162 | -57% |
|
|
LFG
54
Larson Financial Group
St Louis,
Missouri
| $2.2K | – | – | – |
|
55
Fidelity Investments
Boston,
Massachusetts
| $32 | +$31 | +1 | New |
|
56
Wells Fargo
San Francisco,
California
| $22 | – | – | – |
|
|
AWA
57
Authentikos Wealth Advisory
Morgan Hill,
California
| – | -$14.2K | -466 | Closed |
|
|
WP
58
WealthShield Partners
Cary,
North Carolina
| – | -$13.4K | -440 | Closed |
|
|
LF
59
Lee Financial
Dallas,
Texas
| – | -$6.1K | -200 | Closed |
|
UOCT Hedge Fund Activity: Q4 2023 in Review
56 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2023, worth a combined $57.9M — up 36% from $42.6M a quarter earlier.
Buyers outnumbered sellers: 19 funds opened new UOCT positions and 3 closed out — a net gain of 16 holders — while 16 added to existing stakes and 9 trimmed.
The largest buyer was Old Mission Capital, opening a new position worth an estimated $1.43M. The largest seller was Centaurus Financial, cutting an estimated $633K.
- 56 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2023, up from 40 in Q3 2023.
- Funds reported $57.9M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2023, up 36% quarter-over-quarter.
- 19 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2023 and 3 closed out, a net change of +16 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2023 was Old Mission Capital, an estimated $1.43M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2023 was Centaurus Financial, an estimated $633K sold.
Based on aggregated 13F filings for Q4 2023.