Innovator US Equity Ultra Buffer ETF October
UOCT
40 hedge funds and large institutions have $42.6M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 18 reducing their positions, and 14 closing their positions.
8% more capital invested
Capital invested by funds: $39.5M → $42.6M (+$3.1M)
8.76% less ownership
Funds ownership: 43.68% → 34.92% (-8.8%)
20% less funds holding
Funds holding: 50 → 40 (-10)
67% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 18
71% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
+$11.4M |
| 2 |
LPL Financial
San Diego,
California
|
+$537K |
| 3 |
WWA
WCG Wealth Advisors
Las Vegas,
Nevada
|
+$443K |
| 4 |
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
+$292K |
| 5 |
PCA
Prosperity Capital Advisors
Westlake,
Ohio
|
+$220K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
Axxcess Wealth Management
Carlsbad,
California
|
-$2.25M |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$869K |
| 3 |
AWA
Arete Wealth Advisors
Chicago,
Illinois
|
-$806K |
| 4 |
RPGK
Retirement Planning Group (Kansas)
Leawood,
Kansas
|
-$642K |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
-$583K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MSRI
51
Michael S. Ryan Inc
Latham,
New York
| – | -$225K | -7,533 | Closed |
|
|
CWG
52
Cornerstone Wealth Group
Huntersville,
North Carolina
| – | -$209K | -6,986 | Closed |
|
53
JP Morgan Chase
New York
| – | -$93.5K | -3,131 | Closed |
|
54
UBS Group
Zurich,
Switzerland
| – | -$1.91K | -64 | Closed |
|
UOCT Hedge Fund Activity: Q3 2023 in Review
40 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2023, worth a combined $42.6M — up 7.8% from $39.5M a quarter earlier.
Sellers outnumbered buyers: 14 funds closed out of UOCT and 4 opened new positions — a net loss of 10 holders — while 18 trimmed existing stakes and 6 added.
The largest buyer was Brookstone Capital Management, adding an estimated $11.4M. The largest seller was Axxcess Wealth Management, exiting entirely with an estimated $2.25M sold.
- 40 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2023, down from 50 in Q2 2023.
- Funds reported $42.6M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2023, up 7.8% quarter-over-quarter.
- 4 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2023 and 14 closed out, a net change of -10 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2023 was Brookstone Capital Management, an estimated $11.4M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2023 was Axxcess Wealth Management, an estimated $2.25M sold.
Based on aggregated 13F filings for Q3 2023.