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Innovator US Equity Ultra Buffer ETF October
UOCT

94 hedge funds and large institutions have $168M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 35 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 5

106% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 17

90% more capital invested

Capital invested by funds: $88.7M → $168M (+$79.8M)

36% more funds holding

Funds holding: 69 → 94 (+25)

7.05% more ownership

Funds ownership: 63.68% → 70.73% (+7.1%)

Holders
94
Holders Change
+25
Holders Change %
+36.23%
% of All Funds
1.14%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
30
Increased
35
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
Brookstone Capital Management
Illinois
+$61.5M
2
KWM
KFG Wealth Management
Indiana
+$3.04M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.62M
4
SWM
Spire Wealth Management
Virginia
+$2.52M
5
FIA
Foundations Investment Advisors
Arizona
+$1.35M

Top Sellers

1
PCA
Prosperity Capital Advisors
Ohio
-$2.95M
2
IWM
IHT Wealth Management
Illinois
-$2.28M
3
AF
Allworth Financial
California
-$1.14M
4
Citadel Advisors
Citadel Advisors
Florida
-$800K
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
-$315K
Name Holding Trade Value Shares
Change 		Change in
Stake
TF
26
Trek Financial
Arizona
$1.23M +$891K +23,035 +276%
AWM
27
AE Wealth Management
Kansas
$1.06M +$43.9K +1,134 +4%
HI
28
Harbour Investments
Wisconsin
$934K +$81.1K +2,097 +10%
AF
29
Allworth Financial
California
$915K -$1.14M -29,518 -56%
KWA
30
Kellett Wealth Advisors
Ohio
$870K +$11.8K +306 +1%
CAG
31
Compass Advisory Group
New York
$833K -$117K -3,022 -12%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$800K +$793K +20,493 New
WS
33
Wedbush Securities
California
$764K – – –
CF
34
Centaurus Financial
California
$718K +$11.4K +295 +2%
MFG
35
MTM Financial Group
Pennsylvania
$685K – – –
VPF
36
Vantage Point Financial
Illinois
$635K -$13.7K -353 -2%
JRPIM
37
Journey Retirement Planning & Investment Management
Idaho
$600K +$594K +15,368 New
TWP
38
Triad Wealth Partners
Kansas
$593K +$77.9K +2,013 +15%
AIA
39
AssuredPartners Investment Advisors
Florida
$593K +$587K +15,184 New
AWM
40
Axxcess Wealth Management
California
$592K +$587K +15,167 New
GS
41
GTS Securities
New York
$545K +$540K +13,953 New
IWM
42
IHT Wealth Management
Illinois
$536K -$2.28M -58,956 -81%
CWG
43
Cornerstone Wealth Group
North Carolina
$501K +$497K +12,844 New
AWA
44
Arkadios Wealth Advisors
Georgia
$499K +$495K +12,790 New
MCC
45
Money Concepts Capital
Florida
$497K +$18.8K +487 +4%
W
46
WorthPointe
California
$494K -$133K -3,446 -21%
WFS
47
WealthGarden F.S.
California
$487K – – –
MWM
48
Meridian Wealth Management
Kentucky
$487K +$483K +12,478 New
RA
49
RFG Advisory
Alabama
$476K -$37.1K -958 -7%
LIWM
50
Long Island Wealth Management
New York
$470K – – –
1
2
3 4

UOCT Hedge Fund Activity: Q4 2025 in Review

94 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2025, worth a combined $168M — up 90% from $88.7M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new UOCT positions and 5 closed out — a net gain of 25 holders — while 35 added to existing stakes and 17 trimmed.

The largest buyer was Brookstone Capital Management, adding an estimated $61.5M. The largest seller was Prosperity Capital Advisors, cutting an estimated $2.95M.

  • 94 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2025, up from 69 in Q3 2025.
  • Funds reported $168M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2025, up 90% quarter-over-quarter.
  • 30 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2025 and 5 closed out, a net change of +25 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2025 was Brookstone Capital Management, an estimated $61.5M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2025 was Prosperity Capital Advisors, an estimated $2.95M sold.

Based on aggregated 13F filings for Q4 2025.