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Innovator US Equity Ultra Buffer ETF October
UOCT

80 hedge funds and large institutions have $132M invested in Innovator US Equity Ultra Buffer ETF October in 2024 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

525% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 4

197% more capital invested

Capital invested by funds: $44.6M → $132M (+$87.6M)

123% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 13

33% more funds holding

Funds holding: 60 → 80 (+20)

24.7% more ownership

Funds ownership: 48.31% → 73% (+25%)

Holders
80
Holders Change
+20
Holders Change %
+33.33%
% of All Funds
1.05%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
25
Increased
29
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
+$29.2M
2
TPW
Talon Private Wealth
Florida
+$9.72M
3
EMAM
Encompass More Asset Management
California
+$5.81M
4
DLHL
Donald L. Hagan LLC
Florida
+$3.56M
5
ASN
Advisory Services Network
Georgia
+$3.12M

Top Sellers

Rank Fund Capital Flow
1
WWA
WCG Wealth Advisors
Nevada
-$471K
2
TC
TownSquare Capital
Utah
-$461K
3
BWM
Brown Wealth Management
Illinois
-$412K
4
Barclays
Barclays
United Kingdom
-$197K
5
CF
Centaurus Financial
California
-$158K
Name Holding Trade Value Shares
Change 		Change in
Stake
KWA
26
Kellett Wealth Advisors
Ohio
$972K +$484K +13,731 +99%
CAG
27
Compass Advisory Group
New York
$920K -$3.17K -90 -0.3%
HI
28
Harbour Investments
Wisconsin
$919K +$405K +11,500 +79%
SWM
29
Spire Wealth Management
Virginia
$908K +$578K +16,389 +175%
Betterment LLC
30
Betterment LLC
New York
$856K +$137K +3,894 +19%
TF
31
Trek Financial
Arizona
$807K +$806K +22,879 New
CF
32
Centaurus Financial
California
$688K -$158K -4,491 -19%
MCC
33
Money Concepts Capital
Florida
$679K -$9.59K -272 -1%
VPF
34
Vantage Point Financial
Illinois
$622K +$622K +17,644 New
MFG
35
MTM Financial Group
Pennsylvania
$622K – – –
LIWM
36
Long Island Wealth Management
New York
$621K – – –
W
37
WorthPointe
California
$560K +$559K +15,862 New
Citadel Advisors
38
Citadel Advisors
Florida
$515K +$515K +14,608 New
CCAL
39
City Center Advisors LLC
Michigan
$512K +$14K +397 +3%
SA
40
Sovran Advisors
California
$500K +$501K +14,219 New
IWM
41
IHT Wealth Management
Illinois
$483K +$482K +13,685 New
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$389K +$388K +11,015 New
AWA
43
Arete Wealth Advisors
Illinois
$380K -$15.7K -446 -4%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$380K +$5.29K +150 +1%
Cetera Investment Advisers
45
Cetera Investment Advisers
Illinois
$369K +$118K +3,345 +47%
Morgan Stanley
46
Morgan Stanley
New York
$353K – – –
Wealth Enhancement Advisory Services
47
Wealth Enhancement Advisory Services
Minnesota
$341K – – –
NA
48
Novus Advisors
South Carolina
$338K +$338K +9,582 New
CIAS
49
Capital Investment Advisory Services
North Carolina
$330K +$156K +4,415 +89%
SB
50
Strategic Blueprint
Georgia
$328K +$75.3K +2,137 +30%
1
2
3 4

UOCT Hedge Fund Activity: Q4 2024 in Review

80 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2024, worth a combined $132M — up 197% from $44.6M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new UOCT positions and 4 closed out — a net gain of 21 holders — while 29 added to existing stakes and 13 trimmed.

The largest buyer was Brookstone Capital Management, adding an estimated $29.2M. The largest seller was WCG Wealth Advisors, exiting entirely with an estimated $471K sold.

  • 80 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2024, up from 60 in Q3 2024.
  • Funds reported $132M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2024, up 197% quarter-over-quarter.
  • 25 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2024 and 4 closed out, a net change of +21 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2024 was Brookstone Capital Management, an estimated $29.2M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2024 was WCG Wealth Advisors, an estimated $471K sold.

Based on aggregated 13F filings for Q4 2024.