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Innovator US Equity Ultra Buffer ETF October
UOCT

60 hedge funds and large institutions have $44.6M invested in Innovator US Equity Ultra Buffer ETF October in 2024 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.05% more ownership

Funds ownership: 48.25% → 48.31% (+0.05%)

3% less capital invested

Capital invested by funds: $45.8M → $44.6M (-$1.22M)

2% less funds holding

Funds holding: 61 → 60 (-1)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

38% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 21

Holders
60
Holders Change
-1
Holders Change %
-1.64%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$891K
2
KWA
Kellett Wealth Advisors
Ohio
+$477K
3
CVA
Central Valley Advisors
California
+$325K
4
SB
Strategic Blueprint
Georgia
+$247K
5
FA
Fermata Advisors
California
+$247K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$917K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$702K
3
OMC
Old Mission Capital
Illinois
-$612K
4
MCC
Money Concepts Capital
Florida
-$571K
5
Osaic Holdings
Osaic Holdings
Arizona
-$494K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$400K +$159K +4,616 +67%
AWA
27
Arete Wealth Advisors
Illinois
$391K -$135K -3,908 -26%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$370K +$62.5K +1,810 +21%
Morgan Stanley
29
Morgan Stanley
New York
$348K – – –
Wealth Enhancement Advisory Services
30
Wealth Enhancement Advisory Services
Minnesota
$337K – – –
SWM
31
Spire Wealth Management
Virginia
$326K +$35 +1 +0%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$308K -$379K -10,988 -55%
RA
33
RFG Advisory
Alabama
$281K -$10.4K -301 -4%
USCWA
34
U.S. Capital Wealth Advisors
Texas
$276K -$40.2K -1,163 -13%
Osaic Holdings
35
Osaic Holdings
Arizona
$257K -$494K -14,306 -66%
BFG
36
Berger Financial Group
Minnesota
$256K -$142K -4,117 -36%
SB
37
Strategic Blueprint
Georgia
$250K +$247K +7,168 New
FA
38
Fermata Advisors
California
$249K +$247K +7,162 New
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$248K -$76.1K -2,203 -24%
CFD
40
Creative Financial Designs
Indiana
$212K -$34.5K -1,000 -14%
RIL
41
Rothschild Investment LLC
Illinois
$211K – – –
AAS
42
Ameritas Advisory Services
Nebraska
$205K – – –
BFA
43
Beacon Financial Advisory
Ohio
$201K +$199K +5,776 New
CWA
44
Continuum Wealth Advisors
New York
$200K +$198K +5,747 New
FNWA
45
Financial Network Wealth Advisors
Utah
$197K – – –
Barclays
46
Barclays
United Kingdom
$197K +$195K +5,649 New
CIAS
47
Capital Investment Advisory Services
North Carolina
$172K – – –
CA
48
Continuum Advisory
Idaho
$162K -$430K -12,456 -73%
JP Morgan Chase
49
JP Morgan Chase
New York
$99.1K -$35 -1 -0%
CA
50
CoreCap Advisors
Michigan
$98K -$345 -10 -0.4%
1
2
3

UOCT Hedge Fund Activity: Q3 2024 in Review

60 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2024, worth a combined $44.6M — down 2.7% from $45.8M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of UOCT and 8 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 13 added.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $891K. The largest seller was Jane Street, cutting an estimated $917K.

  • 60 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2024, down from 61 in Q2 2024.
  • Funds reported $44.6M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2024, down 2.7% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2024 and 9 closed out, a net change of -1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2024 was Carson Wealth (CWM LLC), an estimated $891K added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2024 was Jane Street, an estimated $917K sold.

Based on aggregated 13F filings for Q3 2024.