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Innovator US Equity Ultra Buffer ETF October
UOCT

Overview Fund Activity

39 hedge funds and large institutions have $42.1M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 18 reducing their positions, and 14 closing their positions.

Holders
39
Holders Change
-10
Holders Change %
-20.41%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
18
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
1
Brookstone Capital Management
Illinois
$12.3M
2
LPL Financial
2
LPL Financial
California
$1.13M
3
WWA
3
WCG Wealth Advisors
Nevada
$448K
4
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$295K
5
PCA
5
Prosperity Capital Advisors
Ohio
$3.21M

Top Sellers

1
AWM
1
Axxcess Wealth Management
California
$0
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$340K
3
AWA
3
Arete Wealth Advisors
Illinois
$0
4
RPGK
4
Retirement Planning Group (Kansas)
Kansas
$208K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$219K 7,175 – –
RPGK
27
Retirement Planning Group (Kansas)
Kansas
$208K 6,812 -21,273 -76%
CFD
28
Creative Financial Designs
Indiana
$208K 6,800 – –
Carson Wealth (CWM LLC)
29
Carson Wealth (CWM LLC)
Nebraska
$165K 5,398 -1,147 -18%
CIAS
30
Capital Investment Advisory Services
North Carolina
$165K 5,400 – –
SWM
31
Spire Wealth Management
Virginia
$156K 5,100 -100 -2%
SWM
32
Sugarloaf Wealth Management
Georgia
$109K 3,585 – –
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$18.3K 600 -1,000 -63%
AWA
34
Authentikos Wealth Advisory
California
$14.2K 466 +466 New
WP
35
WealthShield Partners
North Carolina
$13.4K 440 – –
AAP
36
Arax Advisory Partners
Colorado
$8.64K 283 – –
LF
37
Lee Financial
Texas
$6.1K 200 +200 New
LFG
38
Larson Financial Group
Missouri
$2.08K 68 – –
Wells Fargo
39
Wells Fargo
California
$20 1 – –
AWM
40
Axxcess Wealth Management
California
– – -75,250 Closed
AWA
41
Arete Wealth Advisors
Illinois
– – -26,976 Closed
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
– – -19,511 Closed
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
– – -18,914 Closed
MG
44
Mather Group
Illinois
– – -17,058 Closed
Cetera Investment Advisers
45
Cetera Investment Advisers
Illinois
– – -16,915 Closed
MML Investors Services
46
MML Investors Services
Massachusetts
– – -16,097 Closed
VWA
47
V Wealth Advisors
Kansas
– – -15,961 Closed
OMC
48
Old Mission Capital
Illinois
– – -14,714 Closed
Citadel Advisors
49
Citadel Advisors
Florida
– – -11,608 Closed
MSRI
50
Michael S. Ryan Inc
New York
– – -7,533 Closed
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