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Innovator US Equity Ultra Buffer ETF October
UOCT

36 hedge funds and large institutions have $41.8M invested in Innovator US Equity Ultra Buffer ETF October in 2022 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

118% more capital invested

Capital invested by funds: $19.2M → $41.8M (+$22.6M)

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

21.82% more ownership

Funds ownership: 28.76% → 50.58% (+22%)

9% more funds holding

Funds holding: 33 → 36 (+3)

50% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 10

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
5
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
+$12.5M
2
SIA
Soltis Investment Advisors
Utah
+$8.33M
3
CAG
Compass Advisory Group
New York
+$1.46M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$963K
5
AWM
AE Wealth Management
Kansas
+$621K

Top Sellers

Rank Fund Capital Flow
1
SB
Strategic Blueprint
Georgia
-$657K
2
SHIM
Stone House Investment Management
Pennsylvania
-$329K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$189K
4
FA
Fermata Advisors
California
-$72.9K
5
CA
CoreCap Advisors
Michigan
-$70K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
26
Avalon Capital Management
California
$228K -$27.3K -1,020 -11%
HI
27
Harbour Investments
Wisconsin
$220K – – –
AAS
28
Ameritas Advisory Services
Nebraska
$216K -$44.8K -1,677 -17%
ETIA
29
Epic Trust Investment Advisors
Washington
$216K -$40.6K -1,520 -16%
CIAS
30
Capital Investment Advisory Services
North Carolina
$197K +$200K +7,500 New
SWM
31
Sugarloaf Wealth Management
Georgia
$95K – – –
SWM
32
Spire Wealth Management
Virginia
$84K – – –
AAP
33
Arax Advisory Partners
Colorado
$36K – – –
CFD
34
Creative Financial Designs
Indiana
$21K – – –
TAM
35
Tucker Asset Management
Colorado
$7.4K +$7.32K +274 New
SB
36
Strategic Blueprint
Georgia
– -$657K -24,908 Closed
SHIM
37
Stone House Investment Management
Pennsylvania
– -$329K -12,490 Closed
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
– -$189K -7,159 Closed
CA
39
CoreCap Advisors
Michigan
– -$70K -2,652 Closed
UBS Group
40
UBS Group
Switzerland
– -$17K -657 Closed
1
2

UOCT Hedge Fund Activity: Q3 2022 in Review

36 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2022, worth a combined $41.8M — up 118% from $19.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new UOCT positions and 5 closed out — a net gain of 3 holders — while 5 added to existing stakes and 10 trimmed.

The largest buyer was Brookstone Capital Management, opening a new position worth an estimated $12.5M. The largest seller was Strategic Blueprint, exiting entirely with an estimated $657K sold.

  • 36 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2022, up from 33 in Q2 2022.
  • Funds reported $41.8M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2022, up 118% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2022 and 5 closed out, a net change of +3 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2022 was Brookstone Capital Management, an estimated $12.5M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2022 was Strategic Blueprint, an estimated $657K sold.

Based on aggregated 13F filings for Q3 2022.