Innovator US Equity Ultra Buffer ETF October
UOCT
23 hedge funds and large institutions have $28.3M invested in Innovator US Equity Ultra Buffer ETF October in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 5 closing their positions.
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
80% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 5
75% more repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 4
15% more funds holding
Funds holding: 20 → 23 (+3)
2% less capital invested
Capital invested by funds: $28.7M → $28.3M (-$449K)
4.12% less ownership
Funds ownership: 81.48% → 77.36% (-4.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ACM
Avalon Capital Management
Port Of Redwood City,
California
|
+$2.01M |
| 2 |
AIC
Ameritas Investment Company
Lincoln,
Nebraska
|
+$1.27M |
| 3 |
EWM
Elmwood Wealth Management
Berkeley,
California
|
+$1.11M |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$583K |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$574K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SI
Stephens Inc
Little Rock,
Arkansas
|
-$1.88M |
| 2 |
AG
Advisor Group
Phoenix,
Arizona
|
-$1.29M |
| 3 |
ACM
Arlington Capital Management
Arlington Heights,
Illinois
|
-$1.28M |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$1.12M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.1M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
26
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$1.1M | -47,661 | Closed |
|
27
UBS Group
Zurich,
Switzerland
| – | -$81K | -3,499 | Closed |
|
28
Bank of America
Charlotte,
North Carolina
| – | -$12K | -500 | Closed |
|
UOCT Hedge Fund Activity: Q1 2019 in Review
23 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2019, worth a combined $28.3M — down 1.6% from $28.7M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new UOCT positions and 5 closed out — a net gain of 4 holders — while 7 added to existing stakes and 4 trimmed.
The largest buyer was Avalon Capital Management, adding an estimated $2.01M. The largest seller was Stephens Inc, exiting entirely with an estimated $1.88M sold.
- 23 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2019, up from 20 in Q4 2018.
- Funds reported $28.3M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2019, down 1.6% quarter-over-quarter.
- 9 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2019 and 5 closed out, a net change of +4 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2019 was Avalon Capital Management, an estimated $2.01M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2019 was Stephens Inc, an estimated $1.88M sold.
Based on aggregated 13F filings for Q1 2019.