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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
BWM
201
BCGM Wealth Management
Indiana
$2.67M -$5.07M -130,140 -64%
EWM
202
Evermay Wealth Management
Virginia
$2.66M +$500K +12,844 +22%
CWM
203
Cornerstone Wealth Management
Missouri
$2.62M -$58.7K -1,506 -2%
PSFG
204
Prairie Sky Financial Group
Illinois
$2.61M -$91.5K -2,349 -3%
HWP
205
Hibernia Wealth Partners
Louisiana
$2.6M +$2.75M +70,500 New
NFC
206
Northeast Financial Consultants
Connecticut
$2.59M -$149K -3,829 -5%
BCG
207
Breakwater Capital Group
New Jersey
$2.56M +$33.5K +859 +1%
VWM
208
Venturi Wealth Management
Texas
$2.54M +$2.68M +68,750 New
FFA
209
Founders Financial Alliance
North Carolina
$2.5M +$10.3K +264 +0.4%
CAPTRUST Financial Advisors
210
CAPTRUST Financial Advisors
North Carolina
$2.49M -$447K -11,474 -15%
PC
211
Pecaut & Co
Iowa
$2.48M -$159K -4,090 -6%
PIA
212
Perennial Investment Advisors
California
$2.46M +$11.1K +286 +0.4%
CRI
213
Colonial River Investments
Virginia
$2.41M -$188K -4,818 -7%
SFI
214
SPC Financial Inc
Maryland
$2.41M +$2.54M +65,257 New
GF
215
Goodman Financial
Texas
$2.36M +$82.1K +2,107 +3%
AWM
216
Axxcess Wealth Management
California
$2.33M +$1.28M +32,784 +108%
IA
217
IFG Advisors
Missouri
$2.32M -$479K -12,288 -16%
EFL
218
ERn Financial LLC
Wisconsin
$2.25M -$98K -2,516 -4%
NC
219
NovaPoint Capital
Georgia
$2.25M +$36.9K +947 +2%
LPT
220
Legacy Private Trust
Wisconsin
$2.23M +$298K +7,644 +14%
TFA
221
Transamerica Financial Advisors
Florida
$2.23M +$654K +16,798 +38%
Citadel Advisors
222
Citadel Advisors
Florida
$2.22M +$1.08M +27,835 +86%
Comerica Bank
223
Comerica Bank
Texas
$2.22M +$2.34M +60,160 New
TCA
224
Transcend Capital Advisors
New Jersey
$2.21M +$2.34M +59,983 New
RCM
225
Raleigh Capital Management
North Carolina
$2.19M +$1.35M +34,564 +140%

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.