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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

667 hedge funds and large institutions have $5.38B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q2 according to their latest regulatory filings, with 220 funds opening new positions, 290 increasing their positions, 121 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

817% more first-time investments, than exits

New positions opened: 220 | Existing positions closed: 24

518% more call options, than puts

Call options by funds: $1.06M | Put options by funds: $171K

140% more repeat investments, than reductions

Existing positions increased: 290 | Existing positions reduced: 121

40% more funds holding

Funds holding: 477 → 667 (+190)

38% more capital invested

Capital invested by funds: $3.9B → $5.38B (+$1.48B)

23% more funds holding in top 10

Funds holding in top 10: 39 → 48 (+9)

7.9% less ownership

Funds ownership: 78.42% → 70.52% (-7.9%)

Holders
667
Holders Change
+190
Holders Change %
+39.83%
% of All Funds
10.47%
Holding in Top 10
48
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+23.08%
% of All Funds
0.75%
New
220
Increased
290
Reduced
121
Closed
24
Calls
$1.06M
Puts
$171K
Net Calls
+$886K
Net Calls Change
+$103K

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$118M
2
LPL Financial
LPL Financial
California
+$101M
3
Bank of America
Bank of America
North Carolina
+$62.2M
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$55.4M
5
Financial Engines Advisors
Financial Engines Advisors
California
+$51.8M

Top Sellers

1
WAP
Wealthcare Advisory Partners
Pennsylvania
-$20.2M
2
M1FG
Mach-1 Financial Group
Arkansas
-$12.3M
3
LFPWM
Leicht Financial Planning & Wealth Management
New Jersey
-$8.56M
4
AssetMark Inc
AssetMark Inc
California
-$7.77M
5
MCC
Money Concepts Capital
Florida
-$7.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
201
Evermay Wealth Management
Virginia
$2.3M +$224K +6,023 +11%
TCM
202
Towercrest Capital Management
Pennsylvania
$2.26M +$60.1K +1,617 +3%
SAM
203
Securian Asset Management
Minnesota
$2.2M – – –
WAS
204
Wealth Advisory Solutions
Indiana
$2.19M +$22.2K +597 +1%
BCI
205
Brinker Capital Investments
Pennsylvania
$2.13M +$693K +18,651 +52%
OPS
206
Orion Portfolio Solutions
Nebraska
$2.13M +$693K +18,651 +52%
SW
207
SkyOak Wealth
Michigan
$2.07M +$58.8K +1,582 +3%
LPT
208
Legacy Private Trust
Wisconsin
$2.05M +$1.97M +52,882 New
Susquehanna International Group
209
Susquehanna International Group
Pennsylvania
$2.05M +$1.04M +28,011 +113%
TA
210
TFG Advisers
Michigan
$2.02M +$1.93M +51,937 New
SFMG
211
Sage Financial Management Group
Virginia
$2.01M +$1.92M +51,781 New
LIA
212
LBMC Investment Advisors
Tennessee
$1.99M +$1.9M +51,115 New
CGFA
213
Colton Groome Financial Advisors
North Carolina
$1.95M +$444K +11,933 +31%
AWMG
214
Alliance Wealth Management Group
New Jersey
$1.94M +$40K +1,075 +2%
IA
215
IFP Advisors
Florida
$1.92M -$2.09M -56,361 -53%
PCIA
216
Prime Capital Investment Advisors
Kansas
$1.91M +$1.83M +49,129 New
LFAS
217
Level Four Advisory Services
Texas
$1.89M +$1.81M +48,701 New
PTC
218
Private Trust Company
Ohio
$1.85M +$426K +11,455 +32%
CWP
219
CFM Wealth Partners
Texas
$1.84M +$1.76M +47,372 New
EWA
220
EP Wealth Advisors
California
$1.83M +$331K +8,910 New
KBFS
221
Kohmann Bosshard Financial Services
Ohio
$1.82M -$2.6K -70 -0.1%
CFG
222
Carr Financial Group
Massachusetts
$1.82M +$1.74M +46,747 New
AFS
223
Annapolis Financial Services
Maryland
$1.81M +$28.5K +766 +2%
PWM
224
Penobscot Wealth Management
Maine
$1.77M +$37.2K +1,000 +2%
CWA
225
Clarus Wealth Advisors
Arizona
$1.77M +$188K +5,061 +12%
7 8
9
10 11

SPSM Hedge Fund Activity: Q2 2023 in Review

667 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2023, worth a combined $5.38B — up 38% from $3.9B a quarter earlier.

Buyers outnumbered sellers: 220 funds opened new SPSM positions and 24 closed out — a net gain of 196 holders — while 290 added to existing stakes and 121 trimmed.

The largest buyer was Ameriprise, adding an estimated $118M. The largest seller was Wealthcare Advisory Partners, cutting an estimated $20.2M.

  • 667 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2023, up from 477 in Q1 2023.
  • Funds reported $5.38B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2023, up 38% quarter-over-quarter.
  • 220 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2023 and 24 closed out, a net change of +196 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2023 was Ameriprise, an estimated $118M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2023 was Wealthcare Advisory Partners, an estimated $20.2M sold.

Based on aggregated 13F filings for Q2 2023.