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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

334 hedge funds and large institutions have $3.1B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q1 according to their latest regulatory filings, with 48 funds opening new positions, 112 increasing their positions, 137 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
334
Holders Change
+26
Holders Change %
+8.44%
% of All Funds
5.88%
Holding in Top 10
25
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+31.58%
% of All Funds
0.44%
New
48
Increased
112
Reduced
137
Closed
19
Calls
$11K
Puts
$1K
Net Calls
+$10K
Net Calls Change
+$12K

Top Buyers

1
HI
Horizon Investments
North Carolina
$99.6M
2
LPL Financial
LPL Financial
California
$207M
3
PI
PFS Investments
Georgia
$70M
4
Osaic Holdings
Osaic Holdings
Arizona
$65.5M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$83.2M

Top Sellers

1
GI
Gradient Investments
Minnesota
$423K
2
Financial Engines Advisors
Financial Engines Advisors
California
$409M
3
SMM
Stadion Money Management
Georgia
$147M
4
VA
Valmark Advisers
Ohio
$233M
5
Charles Schwab
Charles Schwab
California
$212M
Name Holding Trade Value Shares
Change 		Shares
Change %
NF
201
Nikulski Financial
Iowa
$474K +$58.6K +1,385 +14%
MWM
202
MBE Wealth Management
Wisconsin
$462K -$635K -15,000 -58%
PFG
203
PAX Financial Group
Texas
$461K -$67.6K -1,597 -13%
BWM
204
BCS Wealth Management
Tennessee
$461K – – –
SPA
205
Sentinel Pension Advisors
Massachusetts
$445K +$107K +2,530 +32%
CFAM
206
Center For Asset Management
Florida
$439K +$85.6K +2,026 +24%
CPA
207
Clear Perspective Advisors
Illinois
$437K +$46.1K +1,090 +12%
BHWM
208
Bay Harbor Wealth Management
Maryland
$435K -$89K -2,104 -17%
LA
209
Latitude Advisors
Florida
$435K -$47.6K -1,128 -10%
GI
210
Gradient Investments
Minnesota
$423K -$60.6M -1,432,916 -99%
OWA
211
Opal Wealth Advisors
New York
$423K -$2.24K -53 -0.5%
NCM
212
Noesis Capital Mangement
Florida
$423K – – –
Koshinski Asset Management
213
Koshinski Asset Management
Illinois
$417K +$16.9K +399 +4%
MP
214
McDonald Partners
Ohio
$414K +$930 +22 +0.2%
BG
215
Benedetti & Gucer
Georgia
$398K +$398K +9,425 New
AFAS
216
Acorn Financial Advisory Services
Virginia
$395K -$135K -3,187 -25%
APA
217
American Portfolios Advisors
New York
$386K +$13.6K +322 +4%
AO
218
Advisor OS
Illinois
$385K +$385K +9,110 New
AAS
219
Avantax Advisory Services
Texas
$382K +$19K +450 +5%
PFM
220
Parsec Financial Management
North Carolina
$362K -$50.1K -1,184 -12%
FIM
221
Fernwood Investment Management
Massachusetts
$347K – – –
Comerica Bank
222
Comerica Bank
Texas
$345K +$345K +7,995 New
MCWS
223
McKinley Carter Wealth Services
West Virginia
$342K -$66.3K -1,566 -16%
CA
224
CGN Advisors
Kansas
$336K -$77.4K -1,828 -19%
SFG
225
SNS Financial Group
Minnesota
$335K -$5.92K -140 -2%
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9
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