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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

249 hedge funds and large institutions have $1.74B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 96 increasing their positions, 94 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
249
Holders Change
+4
Holders Change %
+1.63%
% of All Funds
5.04%
Holding in Top 10
15
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.76%
% of All Funds
0.3%
New
31
Increased
96
Reduced
94
Closed
23
Calls
$1K
Puts
$10K
Net Calls
-$9K
Net Calls Change
+$15K

Top Buyers

1
Financial Engines Advisors
Financial Engines Advisors
California
$281M
2
Creative Planning
Creative Planning
Kansas
$82.7M
3
Goldman Sachs
Goldman Sachs
New York
$9.64M
4
MIS
Morningstar Investment Services
Illinois
$17M
5
PAG
Private Advisor Group
New Jersey
$16.9M

Top Sellers

1
MTC
Matrix Trust Company
Colorado
$0
2
GC
Grimes & Company
Massachusetts
$43.7M
3
SRSA
S.R. Schill & Associates
Washington
$0
4
VA
Valmark Advisers
Ohio
$187M
5
ACM
AlphaStar Capital Management
North Carolina
$1.85M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFG
201
Pacific Financial Group
Washington
$70K +$70K +2,571 New
TIM
202
Tortoise Investment Management
New York
$56K – – –
PP
203
PrairieView Partners
Minnesota
$54K -$247 -9 -0.5%
LFG
204
LifePlan Financial Group
Ohio
$48K – – –
AIA
205
Armor Investment Advisors
North Carolina
$45K – – –
OSNBOA
206
Old Second National Bank of Aurora
Illinois
$44K +$3.32K +120 +8%
Fidelity Investments
207
Fidelity Investments
Massachusetts
$39K +$22.9K +841 +143%
CAPTRUST Financial Advisors
208
CAPTRUST Financial Advisors
North Carolina
$34K -$47.1K -1,703 -58%
PNC Financial Services Group
209
PNC Financial Services Group
Pennsylvania
$33K -$20.4K -750 -38%
Citigroup
210
Citigroup
New York
$33K -$55 -2 -0.2%
OIA
211
Optimum Investment Advisors
Illinois
$33K – – –
CG
212
Cutler Group
California
$32K -$104K -3,900 -76%
FWP
213
FAS Wealth Partners
Kansas
$27K -$2.62K -95 -9%
SIM
214
Sonora Investment Management
Arizona
$26K +$26K +964 New
CB
215
Community Bank
New York
$22K – – –
Fifth Third Bancorp
216
Fifth Third Bancorp
Ohio
$21K – – –
ICM
217
Islay Capital Management
Texas
$20K +$2.07K +75 +12%
IWMA
218
Ironwood Wealth Management (Arizona)
Arizona
$19K – – –
PFS
219
Prospera Financial Services
Texas
$19K +$19K +710 New
GRP
220
Global Retirement Partners
California
$18K +$16.2K +604 +875%
KFS
221
Kelly Financial Services
Massachusetts
$16.5K +$16.5K +603 New
CFGS
222
Concourse Financial Group Securities
Alabama
$16K +$5.99K +221 +60%
ADL
223
Asset Dedication LLC
California
$15K +$6.02K +221 +67%
BFC
224
Bedel Financial Consulting
Indiana
$14K – – –
RE
225
RBC Europe
United Kingdom
$13.1K – – –
7 8
9
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