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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

260 hedge funds and large institutions have $1.02B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 106 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
260
Holders Change
+49
Holders Change %
+23.22%
% of All Funds
5.13%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.34%
New
69
Increased
106
Reduced
66
Closed
19
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$5K

Top Buyers

1
GI
Gradient Investments
Minnesota
$36.5M
2
GC
Grimes & Company
Massachusetts
$49M
3
Creative Planning
Creative Planning
Kansas
$37.3M
4
MIS
Morningstar Investment Services
Illinois
$6.07M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$7.28M

Top Sellers

1
FI
FormulaFolio Investments
Michigan
$9.22M
2
CSIA
Charles Schwab Investment Advisory
California
$166M
3
State Street
State Street
Massachusetts
$0
4
IA
IFP Advisors
Florida
$2.29M
5
Jane Street
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WP
201
WealthShield Partners
North Carolina
$160K -$22.2K -680 -12%
APA
202
American Portfolios Advisors
New York
$151K – – –
PFGIA
203
Patriot Financial Group Insurance Agency
Massachusetts
$144K +$52.8K +1,614 +58%
CAGAS
204
Capital Advisory Group Advisory Services
Minnesota
$144K +$57.9K +1,750 +67%
BUB
205
BBVA USA Bancshares
Texas
$141K +$141K +4,325 New
SPIA
206
Steward Partners Investment Advisory
New York
$127K +$13K +400 +11%
CIAS
207
CBIZ Investment Advisory Services
Ohio
$114K – – –
CG
208
Cutler Group
California
$114K +$55.4K +1,700 +94%
VC
209
Vicus Capital
Pennsylvania
$113K +$6.06K +185 +6%
JAWM
210
J. Arnold Wealth Management
Ohio
$99K +$99K +3,031 New
CIAS
211
Capital Investment Advisory Services
North Carolina
$94K -$2.34K -72 -2%
JWA
212
JFS Wealth Advisors
Pennsylvania
$83K +$3.17K +97 +4%
FHA
213
Flagship Harbor Advisors
Massachusetts
$79K +$79K +2,412 New
TA
214
TFG Advisers
Michigan
$79K +$79K +2,435 New
BC
215
Barnett & Company
Tennessee
$72K -$3.93K -121 -5%
LFG
216
LifePlan Financial Group
Ohio
$69K -$1.11K -34 -2%
PNC Financial Services Group
217
PNC Financial Services Group
Pennsylvania
$66K -$16.7K -513 -20%
HWM
218
Howard Wealth Management
Connecticut
$54K +$54K +1,669 New
OSNBOA
219
Old Second National Bank of Aurora
Illinois
$53K +$6.01K +184 +13%
Citigroup
220
Citigroup
New York
$39K -$602K -18,537 -94%
OIA
221
Optimum Investment Advisors
Illinois
$39K – – –
FWP
222
FAS Wealth Partners
Kansas
$35K +$35K +1,071 New
William Blair & Company
223
William Blair & Company
Illinois
$33K +$33K +1,000 New
PA
224
PSI Advisors
Florida
$29K +$29K +900 New
TCWM
225
Total Clarity Wealth Management
Illinois
$27K +$27K +841 New
7 8
9
10 11