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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

211 hedge funds and large institutions have $820M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 119 increasing their positions, 50 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 50

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

2% more funds holding

Funds holding: 206 → 211 (+5)

5% more capital invested

Capital invested by funds: $784M → $820M (+$35.8M)

3.2% less ownership

Funds ownership: 59.92% → 56.72% (-3.2%)

8% less funds holding in top 10

Funds holding in top 10: 12 → 11 (-1)

Holders
211
Holders Change
+5
Holders Change %
+2.43%
% of All Funds
4.63%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.24%
New
22
Increased
119
Reduced
50
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$8.35M
2
State Street
State Street
Massachusetts
+$4.52M
3
AAS
Annex Advisory Services
Wisconsin
+$4.26M
4
ACG
Allen Capital Group
Nebraska
+$3.66M
5
VBFP
Valtinson Bruner Financial Planning
Minnesota
+$3.31M

Top Sellers

1
HIM
Hanlon Investment Management
New Jersey
-$14.6M
2
CSIA
Charles Schwab Investment Advisory
California
-$3.24M
3
VC
Vicus Capital
Pennsylvania
-$2.73M
4
Jane Street
Jane Street
New York
-$2.06M
5
Goldman Sachs
Goldman Sachs
New York
-$1.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFW
201
Fusion Family Wealth
New York
$8K +$2.62K +87 +48%
AIM
202
Astor Investment Management
Illinois
$6K – – –
FPB
203
First PREMIER Bank
South Dakota
$5K – – –
SIS
204
Sound Income Strategies
Florida
$5K +$2.08K +69 +62%
CAL
205
Capital Advisors Ltd
Ohio
$4K -$27.1K -900 -88%
VRM
206
Vectors Research Management
New York
$4K – – –
PGAM
207
Princeton Global Asset Management
New Jersey
$3K +$2.77K +92 New
TWA
208
TCI Wealth Advisors
Arizona
$2K – – –
VFA
209
Valeo Financial Advisors
Indiana
$2K – – –
PWP
210
Personal Wealth Partners
Minnesota
$2K +$1.84K +61 New
FWM
211
Focused Wealth Management
New York
$1K – – –
SFP
212
Shepherd Financial Partners
Massachusetts
– -$1.47M -47,936 Closed
MA
213
Mutual Advisors
Nebraska
– -$774K -25,257 Closed
WP
214
WealthSource Partners
California
– -$448K -14,630 Closed
CA
215
Cetera Advisors
Colorado
– -$405K -13,208 Closed
5L
216
55I LLC
Massachusetts
– -$234K -7,643 Closed
Mariner
217
Mariner
Kansas
– -$227K -7,393 Closed
Deutsche Bank
218
Deutsche Bank
Germany
– -$103K -3,386 Closed
KCPG
219
Kavar Capital Partners Group
Kansas
– -$59K -1,910 Closed
MWM
220
Meridian Wealth Management
Kentucky
– -$425 -1,386 Closed
RCAG
221
Rehmann Capital Advisory Group
Michigan
– -$41.2K -1,345 Closed
LWM
222
Liberty Wealth Management
California
– -$15K -475 Closed
RCG
223
Ruggie Capital Group
Florida
– -$12K -395 Closed
OIA
224
OneDigital Investment Advisors
Kansas
– -$6K -190 Closed
FEG
225
Financial Enhancement Group
Indiana
– -$4K -136 Closed
6 7 8
9
10

SPSM Hedge Fund Activity: Q3 2019 in Review

211 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2019, worth a combined $820M — up 4.6% from $784M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SPSM positions and 16 closed out — a net gain of 6 holders — while 119 added to existing stakes and 50 trimmed.

The largest buyer was Creative Planning, adding an estimated $8.35M. The largest seller was Hanlon Investment Management, cutting an estimated $14.6M.

  • 211 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2019, up from 206 in Q2 2019.
  • Funds reported $820M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2019, up 4.6% quarter-over-quarter.
  • 22 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2019 and 16 closed out, a net change of +6 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2019 was Creative Planning, an estimated $8.35M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2019 was Hanlon Investment Management, an estimated $14.6M sold.

Based on aggregated 13F filings for Q3 2019.