SPSM icon

SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

354 hedge funds and large institutions have $3.03B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 171 increasing their positions, 94 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
354
Holders Change
+9
Holders Change %
+2.61%
% of All Funds
6.22%
Holding in Top 10
20
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-9.09%
% of All Funds
0.35%
New
39
Increased
171
Reduced
94
Closed
23
Calls
$242K
Puts
$248K
Net Calls
-$6K
Net Calls Change
+$228K

Top Buyers

1
AssetMark Inc
AssetMark Inc
California
$64.7M
2
AWM
Avior Wealth Management
Nebraska
$11.2M
3
LPL Financial
LPL Financial
California
$249M
4
State Street
State Street
Massachusetts
$57.7M
5
Truist Financial
Truist Financial
North Carolina
$34.2M

Top Sellers

1
SMM
Stadion Money Management
Georgia
$136M
2
Financial Engines Advisors
Financial Engines Advisors
California
$402M
3
RJA
Raymond James & Associates
Florida
$14M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$46.1M
5
TI
Tidal Investments
Wisconsin
$21.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CF
176
Corrigan Financial
Rhode Island
$820K +$2.47K +58 +0.3%
PC
177
Pecaut & Co
Iowa
$815K +$621K +14,593 +321%
NA
178
NewEdge Advisors
Louisiana
$800K +$149K +3,500 +23%
RFG
179
Range Financial Group
Oregon
$798K +$1.62K +38 +0.2%
GSWM
180
Golden State Wealth Management
California
$765K +$17.6K +414 +2%
NF
181
Nikulski Financial
Iowa
$759K -$2.73K -64 -0.4%
UAS
182
United Asset Strategies
New York
$745K -$1.14M -26,754 -60%
LA
183
Latitude Advisors
Florida
$744K +$302K +7,086 +68%
HVIA
184
Hudson Valley Investment Advisors
New York
$742K +$157K +3,694 +27%
CIAS
185
Capital Investment Advisory Services
North Carolina
$734K +$22.5K +529 +3%
DWM
186
Dakota Wealth Management
Florida
$728K +$371K +8,700 +104%
Renaissance Technologies
187
Renaissance Technologies
New York
$716K +$477K +11,200 +200%
PFA
188
Professional Financial Advisors
Nebraska
$705K +$18.4K +433 +3%
WAS
189
Wealth Advisory Solutions
Indiana
$668K -$178K -4,170 -21%
LSAG
190
Lake Street Advisors Group
New Hampshire
$632K +$1.88K +44 +0.3%
RTS
191
Round Table Services
New Jersey
$618K – – –
AFAS
192
Acorn Financial Advisory Services
Virginia
$611K -$9.09K -213 -1%
SFG
193
Sovereign Financial Group
Connecticut
$606K -$41.1K -963 -6%
SPIA
194
Steward Partners Investment Advisory
New York
$583K -$91.8K -2,154 -14%
SWA
195
Stratos Wealth Advisors
Ohio
$579K -$142K -3,339 -20%
CAAS
196
Capital Asset Advisory Services
Michigan
$573K +$12K +281 +2%
GC
197
Gilbert & Cook
Iowa
$569K -$184K -4,325 -24%
OWA
198
Opal Wealth Advisors
New York
$552K +$122K +2,854 +28%
EGA
199
E&G Advisors
Texas
$552K +$552K +12,952 New
KAS
200
Kestra Advisory Services
Texas
$544K +$244K +5,728 +81%
6 7
8
9 10