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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

249 hedge funds and large institutions have $1.74B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 96 increasing their positions, 94 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
249
Holders Change
+4
Holders Change %
+1.63%
% of All Funds
5.04%
Holding in Top 10
15
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.76%
% of All Funds
0.3%
New
31
Increased
96
Reduced
94
Closed
23
Calls
$1K
Puts
$10K
Net Calls
-$9K
Net Calls Change
+$15K

Top Buyers

1
Financial Engines Advisors
Financial Engines Advisors
California
$281M
2
Creative Planning
Creative Planning
Kansas
$82.7M
3
Goldman Sachs
Goldman Sachs
New York
$9.64M
4
MIS
Morningstar Investment Services
Illinois
$17M
5
PAG
Private Advisor Group
New Jersey
$16.9M

Top Sellers

1
MTC
Matrix Trust Company
Colorado
$0
2
GC
Grimes & Company
Massachusetts
$43.7M
3
SRSA
S.R. Schill & Associates
Washington
$0
4
VA
Valmark Advisers
Ohio
$187M
5
ACM
AlphaStar Capital Management
North Carolina
$1.85M
Name Holding Trade Value Shares
Change 		Shares
Change %
SA
176
Stewardship Advisors
Pennsylvania
$242K -$1.28K -43 -0.5%
PFM
177
Parsec Financial Management
North Carolina
$237K -$22.6K -825 -9%
ISWM
178
Independent Solutions Wealth Management
New York
$237K -$5.37K -196 -2%
SFG
179
SNS Financial Group
Minnesota
$227K +$494 +18 +0.2%
FIM
180
Fernwood Investment Management
Massachusetts
$225K -$9.32K -340 -4%
RTS
181
Round Table Services
New Jersey
$225K – – –
NA
182
NewEdge Advisors
Louisiana
$223K +$13.6K +497 +6%
SPA
183
Sentinel Pension Advisors
Massachusetts
$219K +$219K +8,015 New
CSPIA
184
Cary Street Partners Investment Advisory
Virginia
$213K +$213K +7,786 New
RIM
185
Rockbridge Investment Management
New York
$207K -$5.23K -191 -2%
AFG
186
Affinia Financial Group
Massachusetts
$203K -$15.9K -581 -7%
VHAM
187
Van Hulzen Asset Management
California
$202K -$61.1K -2,235 -23%
CAAS
188
Capital Asset Advisory Services
Michigan
$166K -$1.53K -56 -0.9%
BHWM
189
Bay Harbor Wealth Management
Maryland
$138K -$56.5K -2,061 -29%
APA
190
American Portfolios Advisors
New York
$138K -$11.7K -426 -8%
AIM
191
Anchor Investment Management
South Carolina
$137K -$27.4K -1,000 -17%
Royal Bank of Canada
192
Royal Bank of Canada
Ontario, Canada
$131K +$13.7K +501 +12%
PFGIA
193
Patriot Financial Group Insurance Agency
Massachusetts
$125K +$28.3K +1,030 +29%
GSWM
194
Golden State Wealth Management
California
$121K +$121K +4,405 New
CPW
195
Catalyst Private Wealth
California
$116K +$116K +4,226 New
CFD
196
Creative Financial Designs
Indiana
$112K +$80.2K +2,937 +252%
VC
197
Vicus Capital
Pennsylvania
$109K +$109K +3,991 New
JWA
198
JFS Wealth Advisors
Pennsylvania
$82K -$2.67K -98 -3%
AF
199
Advisornet Financial
Minnesota
$76K -$7.11K -258 -9%
WP
200
WealthShield Partners
North Carolina
$74K +$5.94K +218 +9%
6 7
8
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