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State Street SPDR Portfolio S&P 600 Small Cap ETF

249 hedge funds and large institutions have $1.74B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 96 increasing their positions, 94 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 23

6% more capital invested

Capital invested by funds: $1.64B → $1.74B (+$100M)

2% more funds holding

Funds holding: 245249 (+4)

2% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 94

0.3% less ownership

Funds ownership: 75.59%75.29% (-0.3%)

12% less funds holding in top 10

Funds holding in top 10: 1715 (-2)

90% less call options, than puts

Call options by funds: $1K | Put options by funds: $10K

Holders
249
Holders Change
+4
Holders Change %
+1.63%
% of All Funds
5.02%
Holding in Top 10
15
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.76%
% of All Funds
0.3%
New
31
Increased
96
Reduced
94
Closed
23
Calls
$1K
Puts
$10K
Net Calls
-$9K
Net Calls Change
+$15K
Name Holding Trade Value Shares
Change
Change in
Stake
SA
176
Stewardship Advisors
Pennsylvania
$242K -$1.2K -43 -0.5%
PFM
177
Parsec Financial Management
North Carolina
$237K -$23K -825 -9%
ISWM
178
Independent Solutions Wealth Management
New York
$237K -$5.46K -196 -2%
SFG
179
SNS Financial Group
Minnesota
$227K +$502 +18 +0.2%
FIM
180
Fernwood Investment Management
Massachusetts
$225K -$9.48K -340 -4%
RTS
181
Round Table Services
New Jersey
$225K
NA
182
NewEdge Advisors
Louisiana
$223K +$13.9K +497 +6%
SPA
183
Sentinel Pension Advisors
Massachusetts
$219K +$223K +8,015 New
CSPIA
184
Cary Street Partners Investment Advisory
Virginia
$213K +$217K +7,786 New
RIM
185
Rockbridge Investment Management
New York
$207K -$5.32K -191 -2%
AFG
186
Affinia Financial Group
Massachusetts
$203K -$16.2K -581 -7%
VHAM
187
Van Hulzen Asset Management
California
$202K -$62.3K -2,235 -23%
CAAS
188
Capital Asset Advisory Services
Michigan
$166K -$1.56K -56 -0.9%
BHWM
189
Bay Harbor Wealth Management
Maryland
$138K -$57.5K -2,061 -29%
APA
190
American Portfolios Advisors
New York
$138K -$11.9K -426 -8%
AIM
191
Anchor Investment Management
South Carolina
$137K -$27.9K -1,000 -17%
Royal Bank of Canada
192
Royal Bank of Canada
Ontario, Canada
$131K +$14K +501 +12%
PFGIA
193
Patriot Financial Group Insurance Agency
Massachusetts
$125K +$28.7K +1,030 +29%
GSWM
194
Golden State Wealth Management
California
$121K +$123K +4,405 New
CPW
195
Catalyst Private Wealth
California
$116K +$118K +4,226 New
CFD
196
Creative Financial Designs
Indiana
$112K +$81.9K +2,937 +252%
VC
197
Vicus Capital
Pennsylvania
$109K +$111K +3,991 New
JWA
198
JFS Wealth Advisors
Pennsylvania
$82K -$2.73K -98 -3%
AF
199
Advisornet Financial
Minnesota
$76K -$7.19K -258 -9%
WP
200
WealthShield Partners
North Carolina
$74K +$6.08K +218 +9%

SPSM Hedge Fund Activity: Q3 2020 in Review

249 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2020, worth a combined $1.74B — up 6.1% from $1.64B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new SPSM positions and 23 closed out — a net gain of 8 holders — while 96 added to existing stakes and 94 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $21.2M. The largest seller was Matrix Trust Company, exiting entirely with an estimated $11.4M sold.

  • 249 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2020, up from 245 in Q2 2020.
  • Funds reported $1.74B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2020, up 6.1% quarter-over-quarter.
  • 31 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2020 and 23 closed out, a net change of +8 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2020 was Financial Engines Advisors, an estimated $21.2M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2020 was Matrix Trust Company, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2020.