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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

238 hedge funds and large institutions have $1.01B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 108 increasing their positions, 69 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
238
Holders Change
-22
Holders Change %
-8.46%
% of All Funds
5.26%
Holding in Top 10
16
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.88%
% of All Funds
0.35%
New
38
Increased
108
Reduced
69
Closed
55
Calls
–
Puts
$37K
Net Calls
-$37K
Net Calls Change
-$42K

Top Buyers

1
Charles Schwab
Charles Schwab
California
$119M
2
VA
Valmark Advisers
Ohio
$118M
3
SMM
Stadion Money Management
Georgia
$100M
4
Creative Planning
Creative Planning
Kansas
$45.5M
5
Financial Engines Advisors
Financial Engines Advisors
California
$21.2M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
$0
2
GC
Grimes & Company
Massachusetts
$1.18M
3
AA
Advisory Alpha
Michigan
$1.9M
4
Morgan Stanley
Morgan Stanley
New York
$4.37M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$84K
Name Holding Trade Value Shares
Change 		Shares
Change %
YAL
176
Your Advocates Ltd
Texas
$109K +$109K +4,983 New
APA
177
American Portfolios Advisors
New York
$108K +$7.08K +324 +7%
CG
178
Cutler Group
California
$102K +$26K +1,200 +34%
GSWM
179
Golden State Wealth Management
California
$97K +$97K +4,450 New
VC
180
Vicus Capital
Pennsylvania
$89K +$13.7K +629 +18%
Royal Bank of Canada
181
Royal Bank of Canada
Ontario, Canada
$84K -$4.8M -219,191 -98%
PFGIA
182
Patriot Financial Group Insurance Agency
Massachusetts
$78K -$18.6K -847 -19%
SPIA
183
Steward Partners Investment Advisory
New York
$76K -$8.66K -400 -10%
WP
184
WealthShield Partners
North Carolina
$68K -$39.7K -1,807 -37%
JWA
185
JFS Wealth Advisors
Pennsylvania
$67K +$11.7K +535 +21%
PP
186
PrairieView Partners
Minnesota
$63K +$63K +2,893 New
MF
187
Manchester Financial
California
$59K +$59K +2,720 New
IWMA
188
Ironwood Wealth Management (Arizona)
Arizona
$50K -$352K -16,099 -88%
LFG
189
LifePlan Financial Group
Ohio
$47K +$1.02K +47 +2%
PNC Financial Services Group
190
PNC Financial Services Group
Pennsylvania
$44K – – –
GTAM
191
Global Trust Asset Management
Florida
$37K +$35.8K +1,650 +2,946%
AIA
192
Armor Investment Advisors
North Carolina
$36K +$30K +1,363 +505%
OSNBOA
193
Old Second National Bank of Aurora
Illinois
$33K -$2.35K -108 -7%
Citigroup
194
Citigroup
New York
$26K – – –
OIA
195
Optimum Investment Advisors
Illinois
$26K – – –
FWP
196
FAS Wealth Partners
Kansas
$26K +$3.04K +142 +13%
CFD
197
Creative Financial Designs
Indiana
$24K +$24K +1,097 New
William Blair & Company
198
William Blair & Company
Illinois
$22K – – –
SFSG
199
Stearns Financial Services Group
North Carolina
$20K +$20K +925 New
SWA
200
Stratos Wealth Advisors
Ohio
$18K +$18K +835 New
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8
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