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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
GIA
151
Gladstone Institutional Advisory
Florida
$4.59M -$42.3K -1,087 -0.9%
Jane Street
152
Jane Street
New York
$4.54M +$4.79M +122,944 New
VCM
153
Vivaldi Capital Management
Illinois
$4.44M -$39.4K -1,011 -0.8%
PFO
154
Pathstone Family Office
New Jersey
$4.26M +$4.49M +115,332 New
OC
155
Oarsman Capital
Wisconsin
$4.22M +$472K +12,129 +12%
FCI
156
Financial Counselors Inc
Kansas
$4.13M +$5.76K +148 +0.1%
SFG
157
StrategIQ Financial Group
Indiana
$4.12M +$86.4K +2,219 +2%
GWSG
158
GPS Wealth Strategies Group
Colorado
$4.1M -$7.48K -192 -0.2%
SGWM
159
Sterling Group Wealth Management
California
$4.03M +$48.3K +1,240 +1%
AFA
160
AllGen Financial Advisors
Florida
$3.99M +$74.5K +1,912 +2%
SCA
161
Snowden Capital Advisors
New York
$3.88M -$59.6K -1,531 -1%
Cetera Investment Advisers
162
Cetera Investment Advisers
Illinois
$3.87M +$2.99M +76,836 +273%
RA
163
RFG Advisory
Alabama
$3.76M +$721K +18,504 +22%
SFS
164
Security Financial Services
Indiana
$3.74M +$200K +5,129 +5%
NA
165
NewEdge Advisors
Louisiana
$3.73M -$630K -16,167 -14%
AWS
166
Atria Wealth Solutions
New York
$3.68M +$429K +11,019 +12%
WSWA
167
Warren Street Wealth Advisors
California
$3.63M +$25.9K +664 +0.7%
HA
168
Hofer & Associates
California
$3.62M +$33.2K +852 +0.9%
Cerity Partners
169
Cerity Partners
New York
$3.62M +$731K +18,771 +24%
SFP
170
Strategic Financial Planning
Texas
$3.56M -$53.2K -1,367 -1%
CIBC Private Wealth Group
171
CIBC Private Wealth Group
Georgia
$3.47M -$61.7K -1,584 -2%
HI
172
Harbour Investments
Wisconsin
$3.47M +$1.24M +31,804 +51%
PWA
173
PCG Wealth Advisors
Kansas
$3.46M -$103K -2,634 -3%
MFA
174
Millington Financial Advisors
Illinois
$3.45M +$86.8K +2,228 +2%
HVIA
175
Hudson Valley Investment Advisors
New York
$3.42M -$45.1K -1,158 -1%

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.