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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

334 hedge funds and large institutions have $3.1B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q1 according to their latest regulatory filings, with 48 funds opening new positions, 112 increasing their positions, 137 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
334
Holders Change
+26
Holders Change %
+8.44%
% of All Funds
5.88%
Holding in Top 10
25
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+31.58%
% of All Funds
0.44%
New
48
Increased
112
Reduced
137
Closed
19
Calls
$11K
Puts
$1K
Net Calls
+$10K
Net Calls Change
+$12K

Top Buyers

1
HI
Horizon Investments
North Carolina
$99.6M
2
LPL Financial
LPL Financial
California
$207M
3
PI
PFS Investments
Georgia
$70M
4
Osaic Holdings
Osaic Holdings
Arizona
$65.5M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$83.2M

Top Sellers

1
GI
Gradient Investments
Minnesota
$423K
2
Financial Engines Advisors
Financial Engines Advisors
California
$409M
3
SMM
Stadion Money Management
Georgia
$147M
4
VA
Valmark Advisers
Ohio
$233M
5
Charles Schwab
Charles Schwab
California
$212M
Name Holding Trade Value Shares
Change 		Shares
Change %
UAS
126
United Asset Strategies
New York
$1.71M +$597K +14,114 +54%
FI
127
FormulaFolio Investments
Michigan
$1.7M -$2.19M -51,313 -56%
FFS
128
Founders Financial Securities
Maryland
$1.66M +$1.66M +39,190 New
CAPTRUST Financial Advisors
129
CAPTRUST Financial Advisors
North Carolina
$1.6M +$1.49M +35,210 +1,291%
GSC
130
G&S Capital
Colorado
$1.59M +$230K +5,439 +17%
BFA
131
Brown Financial Advisory
Alabama
$1.59M -$3.11M -73,649 -66%
EFL
132
ERn Financial LLC
Wisconsin
$1.55M +$90.1K +2,131 +6%
CWM
133
Collaborative Wealth Management
Florida
$1.47M +$1.47M +34,961 New
Carson Wealth (CWM LLC)
134
Carson Wealth (CWM LLC)
Nebraska
$1.4M – – –
MFT
135
Moisand Fitzgerald Tamayo
Florida
$1.38M -$494K -11,692 -26%
SAM
136
Securian Asset Management
Minnesota
$1.37M -$1.13M -26,730 -45%
V
137
Veritable
Delaware
$1.35M – – –
FPW
138
Flagship Private Wealth
Massachusetts
$1.31M +$80.2K +1,862 +7%
HR
139
Hayden Royal
North Carolina
$1.29M +$1.29M +30,498 New
BSW
140
Buckingham Strategic Wealth
Missouri
$1.28M -$134K -3,160 -9%
FPWM
141
FSB Premier Wealth Management
Iowa
$1.26M -$2.36M -55,814 -65%
ACP
142
Aveo Capital Partners
Colorado
$1.24M +$1.24M +29,286 New
CA
143
Continuum Advisory
Idaho
$1.23M -$112K -2,611 -8%
KAM
144
Knightsbridge Asset Management
California
$1.23M -$117K -2,771 -9%
MI
145
Moneywise Inc
Virginia
$1.22M -$52.8K -1,250 -4%
SW
146
SkyOak Wealth
Michigan
$1.21M -$326K -7,484 -21%
UCFA
147
United Capital Financial Advisors
Texas
$1.2M -$511K -12,080 -30%
WCM
148
Wealthcare Capital Management
Virginia
$1.19M -$89.5K -2,116 -7%
CWM
149
Cedar Wealth Management
California
$1.17M -$134K -3,169 -10%
WMG
150
WESCAP Management Group
California
$1.17M -$42 -1 -0%
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