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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

156 hedge funds and large institutions have $665M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q2 according to their latest regulatory filings, with 47 funds opening new positions, 80 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

488% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 8

344% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 18

63% more capital invested

Capital invested by funds: $407M → $665M (+$258M)

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

31% more funds holding

Funds holding: 119 → 156 (+37)

5.95% more ownership

Funds ownership: 50.51% → 56.46% (+5.9%)

Holders
156
Holders Change
+37
Holders Change %
+31.09%
% of All Funds
3.57%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.23%
New
47
Increased
80
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AF
Allworth Financial
California
+$38.9M
2
Wells Fargo
Wells Fargo
California
+$32.5M
3
GFPC
Global Financial Private Capital
Florida
+$28.2M
4
AIM
Astor Investment Management
Illinois
+$23.7M
5
SMM
Stadion Money Management
Georgia
+$20.8M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
-$11.9M
2
AssetMark Inc
AssetMark Inc
California
-$3.11M
3
AG
Advisor Group
Arizona
-$2.87M
4
FA
FDx Advisors
Illinois
-$433K
5
CA
Cetera Advisors
Colorado
-$402K
Name Holding Trade Value Shares
Change 		Change in
Stake
OIA
126
Optimum Investment Advisors
Illinois
$39K – – –
OIA
127
OneDigital Investment Advisors
Kansas
$37K +$26.6K +845 +294%
AWM
128
Avior Wealth Management
Nebraska
$29K +$14.4K +457 +107%
GWM
129
Geneos Wealth Management
Colorado
$26K +$1.48K +47 +6%
CPA
130
Clear Perspective Advisors
Illinois
$25K +$24.9K +789 New
GBBWRPM
131
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$24K +$5.92K +188 +35%
RWA
132
River Wealth Advisors
Pennsylvania
$24K +$23.7K +751 New
SWMG
133
Signature Wealth Management Group
Georgia
$21K – – –
WAM
134
Watermark Asset Management
California
$19K +$63 +2 +0.3%
BFC
135
Bedel Financial Consulting
Indiana
$16K -$13.5K -430 -47%
RE
136
RBC Europe
United Kingdom
$15.5K – – –
NWM
137
Northwest Wealth Management
Iowa
$15K +$15K +475 New
RCAG
138
Rehmann Capital Advisory Group
Michigan
$14.7K +$12.2K +387 +553%
GEA
139
Glen Eagle Advisors
New Jersey
$10.1K +$7.62K +242 +336%
BCA
140
Bay Colony Advisors
Massachusetts
$9K +$8.79K +279 New
APA
141
American Portfolios Advisors
New York
$6.17K – – –
IWMA
142
Ironwood Wealth Management (Arizona)
Arizona
$6K +$5.89K +187 New
CAPTRUST Financial Advisors
143
CAPTRUST Financial Advisors
North Carolina
$4K – – –
WEC
144
Winslow Evans & Crocker
Massachusetts
$4K – – –
BC
145
Barnett & Company
Tennessee
$4K +$4.32K +137 New
Northwestern Mutual Wealth Management
146
Northwestern Mutual Wealth Management
Wisconsin
$3K +$2.58K +82 New
Fifth Third Bancorp
147
Fifth Third Bancorp
Ohio
$3K +$3.06K +97 New
FFW
148
Fusion Family Wealth
New York
$2K +$2.33K +74 New
PFBT
149
Parkside Financial Bank & Trust
Missouri
$1K +$504 +16 New
ML
150
McAdam LLC
Pennsylvania
$1K +$945 +30 New
3 4 5
6
7

SPSM Hedge Fund Activity: Q2 2018 in Review

156 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2018, worth a combined $665M — up 63% from $407M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SPSM positions and 8 closed out — a net gain of 39 holders — while 80 added to existing stakes and 18 trimmed.

The largest buyer was Allworth Financial, opening a new position worth an estimated $38.9M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $11.9M.

  • 156 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2018, up from 119 in Q1 2018.
  • Funds reported $665M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2018, up 63% quarter-over-quarter.
  • 47 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2018 and 8 closed out, a net change of +39 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2018 was Allworth Financial, an estimated $38.9M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2018 was Charles Schwab Investment Advisory, an estimated $11.9M sold.

Based on aggregated 13F filings for Q2 2018.