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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
76
JP Morgan Chase
New York
$11.8M -$446K -11,455 -3%
AA
77
ALPS Advisors
Colorado
$11.7M +$12.4M +317,985 New
AF
78
Allworth Financial
California
$11.7M +$3.76M +96,463 +44%
BSWM
79
Boston Standard Wealth Management
Massachusetts
$11.5M +$115K +2,942 +1%
MFG
80
Marmo Financial Group
Tennessee
$11.5M -$170K -4,372 -1%
TC
81
Trilogy Capital
California
$11.3M +$156K +4,016 +1%
DJSG
82
D.J. St. Germain
Massachusetts
$11.3M +$339K +8,709 +3%
ACG
83
Allen Capital Group
Nebraska
$11.3M +$198K +5,074 +2%
RFS
84
Retirement Financial Solutions
Tennessee
$11.3M +$12M +306,880 New
CIC
85
Carnegie Investment Counsel
Ohio
$10.8M +$2.95M +75,853 +35%
Wealth Enhancement Advisory Services
86
Wealth Enhancement Advisory Services
Minnesota
$10.6M +$10.7M +274,313 +1,956%
FSWA
87
Financial Synergies Wealth Advisors
Texas
$10.5M +$363K +9,318 +3%
RJFSA
88
Raymond James Financial Services Advisors
Florida
$10.4M +$492K +12,623 +5%
LFPWM
89
Leicht Financial Planning & Wealth Management
New Jersey
$10.4M +$370K +9,493 +4%
HWM
90
Horizon Wealth Management
Illinois
$10.1M +$10.3M +264,816 +2,998%
KW
91
KWB Wealth
California
$10.1M -$28.3K -726 -0.3%
TMWM
92
Taylor & Morgan Wealth Management
Michigan
$10.1M -$220K -5,642 -2%
PFA
93
Pure Financial Advisors
California
$9.89M -$4.42M -113,528 -30%
VFA
94
Valeo Financial Advisors
Indiana
$9.65M -$272K -6,989 -3%
ACA
95
Aspire Capital Advisors
Washington
$9.5M +$831K +21,329 +9%
WA
96
WBH Advisory
Maryland
$9.46M +$613K +15,728 +7%
PAS
97
Park Avenue Securities
New York
$9.41M +$3.12M +80,106 +46%
WCM
98
Windsor Capital Management
Arizona
$9.09M +$17.2K +441 +0.2%
JMPWA
99
JP Morgan Private Wealth Advisors
California
$8.6M -$887K -22,767 -9%
NSAM
100
North Star Asset Management
Wisconsin
$8.59M +$309K +7,935 +4%

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.