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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

87 hedge funds and large institutions have $336M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 19 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 4

185% more capital invested

Capital invested by funds: $118M → $336M (+$218M)

171% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 7

123% more funds holding

Funds holding: 39 → 87 (+48)

183.22% less ownership

Funds ownership: 241.92% → 58.69% (-183%)

Holders
87
Holders Change
+48
Holders Change %
+123.08%
% of All Funds
1.97%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
52
Increased
19
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$148M
2
MFS
McNamara Financial Services
Massachusetts
+$10.5M
3
FI
FormulaFolio Investments
Michigan
+$8.08M
4
SS
Simplicity Solutions
Minnesota
+$7.31M
5
BSWM
Boston Standard Wealth Management
Massachusetts
+$6.7M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$88.5M
2
State Street
State Street
Massachusetts
-$4.25M
3
Jane Street
Jane Street
New York
-$2.02M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.47M
5
Goldman Sachs
Goldman Sachs
New York
-$1.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
SWMG
76
Signature Wealth Management Group
Georgia
$19K +$19K +641 New
GWM
77
Geneos Wealth Management
Colorado
$18K +$18.2K +614 New
GBBWRPM
78
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$11K +$9.72K +328 New
SWM
79
SeaCrest Wealth Management
New York
$11K +$10.7K +360 New
W
80
WealthShield
North Carolina
$10K +$9.87K +333 New
WP
81
WealthShield Partners
North Carolina
$10K +$9.87K +333 New
APA
82
American Portfolios Advisors
New York
$5.76K +$5.66K +191 New
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$4K – – –
CAPTRUST Financial Advisors
84
CAPTRUST Financial Advisors
North Carolina
$3K -$6.81K -230 -67%
SPIA
85
Steward Partners Investment Advisory
New York
$3K – – –
GSC
86
G&S Capital
Colorado
$1K +$770 +26 New
Goldman Sachs
87
Goldman Sachs
New York
– -$1.33M -45,735 Closed
PAG
88
Private Advisor Group
New Jersey
– -$280K -9,504 Closed
Northwestern Mutual Wealth Management
89
Northwestern Mutual Wealth Management
Wisconsin
– -$12K -414 Closed
NFG
90
Next Financial Group
Texas
– -$4K -150 Closed
1 2 3
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SPSM Hedge Fund Activity: Q4 2017 in Review

87 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2017, worth a combined $336M — up 185% from $118M a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new SPSM positions and 4 closed out — a net gain of 48 holders — while 19 added to existing stakes and 7 trimmed.

The largest buyer was Charles Schwab Investment Advisory, opening a new position worth an estimated $148M. The largest seller was AssetMark Inc, cutting an estimated $88.5M.

  • 87 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2017, up from 39 in Q3 2017.
  • Funds reported $336M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2017, up 185% quarter-over-quarter.
  • 52 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2017 and 4 closed out, a net change of +48 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2017 was Charles Schwab Investment Advisory, an estimated $148M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2017 was AssetMark Inc, an estimated $88.5M sold.

Based on aggregated 13F filings for Q4 2017.