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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
ST
51
Spinnaker Trust
Maine
$22.1M +$526K +13,502 +2%
FFN
52
Focus Financial Network
Minnesota
$20.9M +$171K +4,379 +0.8%
Corient Private Wealth
53
Corient Private Wealth
Florida
$20.2M +$1.78M +45,599 +9%
Stifel Financial
54
Stifel Financial
Missouri
$20M +$1.25M +31,974 +6%
GLA
55
Good Life Advisors
Pennsylvania
$19.5M +$548K +14,071 +3%
GWP
56
Gateway Wealth Partners
Wisconsin
$18.5M -$764K -19,627 -4%
FSA
57
Financial Security Advisor
Virginia
$16.9M +$17.8M +457,335 New
AWM
58
AE Wealth Management
Kansas
$16.6M +$11.7M +299,956 +200%
IWM
59
IHT Wealth Management
Illinois
$16.5M -$521K -13,388 -3%
Cambridge Investment Research Advisors
60
Cambridge Investment Research Advisors
Iowa
$16.1M +$2.18M +56,071 +15%
TPSF
61
Texas Permanent School Fund
Texas
$15.9M -$3.48M -89,319 -17%
GWAG
62
Garrett Wealth Advisory Group
Texas
$15.7M +$664K +17,039 +4%
BS
63
Banco Santander
Spain
$15.2M +$4.06M +104,195 +34%
KAS
64
Kestra Advisory Services
Texas
$15.1M +$2.17M +55,649 +16%
GKWIM
65
Gerber Kawasaki Wealth & Investment Management
California
$14.6M +$3.15M +80,778 +26%
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$14.5M -$10.4M -266,840 -40%
AAS
67
Annex Advisory Services
Wisconsin
$14.5M -$2.84M -72,874 -16%
MFS
68
McNamara Financial Services
Massachusetts
$14.4M -$64.8K -1,665 -0.4%
EH
69
Equitable Holdings
New York
$14.2M -$6.79M -174,246 -31%
RW
70
RVW Wealth
California
$14.2M -$1.22M -31,381 -8%
DWM
71
Dakota Wealth Management
Florida
$13.9M -$664K -17,051 -4%
Envestnet Portfolio Solutions
72
Envestnet Portfolio Solutions
Illinois
$13.9M +$14.7M +376,456 New
MML Investors Services
73
MML Investors Services
Massachusetts
$13.3M +$1.79M +45,919 +15%
PIMG
74
Patriot Investment Management Group
Tennessee
$12.7M +$6.27M +161,110 +87%
CSPAM
75
Cary Street Partners Asset Management
Virginia
$12.3M +$13M +333,493 New

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.