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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

211 hedge funds and large institutions have $820M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 119 increasing their positions, 50 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 50

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

2% more funds holding

Funds holding: 206 → 211 (+5)

5% more capital invested

Capital invested by funds: $784M → $820M (+$35.8M)

3.2% less ownership

Funds ownership: 59.92% → 56.72% (-3.2%)

8% less funds holding in top 10

Funds holding in top 10: 12 → 11 (-1)

Holders
211
Holders Change
+5
Holders Change %
+2.43%
% of All Funds
4.63%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.24%
New
22
Increased
119
Reduced
50
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$8.35M
2
State Street
State Street
Massachusetts
+$4.52M
3
AAS
Annex Advisory Services
Wisconsin
+$4.26M
4
ACG
Allen Capital Group
Nebraska
+$3.66M
5
VBFP
Valtinson Bruner Financial Planning
Minnesota
+$3.31M

Top Sellers

1
HIM
Hanlon Investment Management
New Jersey
-$14.6M
2
CSIA
Charles Schwab Investment Advisory
California
-$3.24M
3
VC
Vicus Capital
Pennsylvania
-$2.73M
4
Jane Street
Jane Street
New York
-$2.06M
5
Goldman Sachs
Goldman Sachs
New York
-$1.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
VBFP
51
Valtinson Bruner Financial Planning
Minnesota
$3.48M +$3.31M +109,855 +1,627%
FFG
52
Frisch Financial Group
New York
$3.38M -$69.4K -2,301 -2%
VC
53
Vicus Capital
Pennsylvania
$3.27M -$2.73M -90,371 -97%
KBFS
54
Kohmann Bosshard Financial Services
Ohio
$3.2M +$71K +2,355 +2%
MAS
55
Managed Account Services
Florida
$3.16M +$1.58M +52,213 +97%
RFM
56
Royal Fund Management
Florida
$3.07M +$256K +8,480 +9%
Truist Financial
57
Truist Financial
North Carolina
$2.97M +$126K +4,168 +4%
CW
58
CreativeOne Wealth
Kansas
$2.97M +$1.27M +42,005 +74%
OC
59
Oarsman Capital
Wisconsin
$2.85M +$23.1K +765 +0.8%
GWMIA
60
Global Wealth Management Investment Advisory
Florida
$2.78M +$37.8K +1,254 +1%
SCA
61
Snowden Capital Advisors
New York
$2.71M +$177K +5,882 +7%
Jane Street
62
Jane Street
New York
$2.69M -$2.06M -68,322 -43%
FWM
63
Frontier Wealth Management
Missouri
$2.67M +$1.79M +59,283 +200%
TFA
64
TPG Financial Advisors
Oregon
$2.51M +$610K +20,222 +32%
Wells Fargo
65
Wells Fargo
California
$2.46M +$1.29M +42,604 +108%
PAG
66
Pinnacle Advisory Group
Maryland
$2.34M +$335K +11,090 +17%
SC
67
Savant Capital
Illinois
$2.24M +$212K +7,027 +10%
CWM
68
Cahaba Wealth Management
Georgia
$2.21M -$40.3K -1,336 -2%
APC
69
Aspire Private Capital
North Carolina
$2.15M -$48.1K -1,595 -2%
OWA
70
Outlook Wealth Advisors
Texas
$2.06M +$11.8K +392 +0.6%
RJFSA
71
Raymond James Financial Services Advisors
Florida
$2M -$1.19M -39,377 -37%
CA
72
Continuum Advisory
Idaho
$1.94M +$176K +5,821 +10%
AWA
73
Arete Wealth Advisors
Illinois
$1.86M +$724 +24 +0%
CPA
74
Clear Perspective Advisors
Illinois
$1.73M +$922K +30,581 +116%
IWA
75
Inspirion Wealth Advisors
Illinois
$1.67M +$31.1K +1,032 +2%
1 2
3
4 5

SPSM Hedge Fund Activity: Q3 2019 in Review

211 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2019, worth a combined $820M — up 4.6% from $784M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SPSM positions and 16 closed out — a net gain of 6 holders — while 119 added to existing stakes and 50 trimmed.

The largest buyer was Creative Planning, adding an estimated $8.35M. The largest seller was Hanlon Investment Management, cutting an estimated $14.6M.

  • 211 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2019, up from 206 in Q2 2019.
  • Funds reported $820M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2019, up 4.6% quarter-over-quarter.
  • 22 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2019 and 16 closed out, a net change of +6 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2019 was Creative Planning, an estimated $8.35M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2019 was Hanlon Investment Management, an estimated $14.6M sold.

Based on aggregated 13F filings for Q3 2019.