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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

156 hedge funds and large institutions have $665M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q2 according to their latest regulatory filings, with 47 funds opening new positions, 80 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

488% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 8

344% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 18

63% more capital invested

Capital invested by funds: $407M → $665M (+$258M)

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

31% more funds holding

Funds holding: 119 → 156 (+37)

5.95% more ownership

Funds ownership: 50.51% → 56.46% (+5.9%)

Holders
156
Holders Change
+37
Holders Change %
+31.09%
% of All Funds
3.57%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.23%
New
47
Increased
80
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AF
Allworth Financial
California
+$38.9M
2
Wells Fargo
Wells Fargo
California
+$32.5M
3
GFPC
Global Financial Private Capital
Florida
+$28.2M
4
AIM
Astor Investment Management
Illinois
+$23.7M
5
SMM
Stadion Money Management
Georgia
+$20.8M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
-$11.9M
2
AssetMark Inc
AssetMark Inc
California
-$3.11M
3
AG
Advisor Group
Arizona
-$2.87M
4
FA
FDx Advisors
Illinois
-$433K
5
CA
Cetera Advisors
Colorado
-$402K
Name Holding Trade Value Shares
Change 		Change in
Stake
ASN
51
Advisory Services Network
Georgia
$1.71M +$223K +7,075 +16%
CA
52
Continuum Advisory
Idaho
$1.67M +$366K +11,621 +29%
FIA
53
Foundations Investment Advisors
Arizona
$1.67M +$1.62M +51,578 New
MSAM
54
Moloney Securities Asset Management
Missouri
$1.61M +$1.57M +49,896 New
Manulife (Manufacturers Life Insurance)
55
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.39M +$1.27M +40,439 +1,487%
SC
56
Savant Capital
Illinois
$1.39M +$64.1K +2,035 +5%
AWMG
57
Alliance Wealth Management Group
New Jersey
$1.33M +$30.7K +976 +2%
TCM
58
Towercrest Capital Management
Pennsylvania
$1.33M +$1.3M +41,196 New
GF
59
Goodman Financial
Texas
$1.29M +$482K +15,315 +62%
AI
60
Atria Investments
North Carolina
$1.27M +$481K +15,280 +63%
IWA
61
Inspirion Wealth Advisors
Illinois
$1.27M +$261K +8,296 +27%
CM
62
Churchill Management
California
$1.12M +$392K +12,436 +56%
RIA
63
Regal Investment Advisors
Michigan
$1.06M +$495K +15,701 +91%
CCM
64
Canal Capital Management
Virginia
$1.06M +$238K +7,546 +30%
WP
65
WealthSource Partners
California
$1.04M -$152K -4,834 -13%
MGIA
66
Moneta Group Investment Advisors
Missouri
$932K +$909K +28,868 New
MAS
67
Managed Account Services
Florida
$922K +$85.3K +2,708 +10%
SRSA
68
S.R. Schill & Associates
Washington
$911K +$96K +3,047 +12%
WPSG
69
Wealth & Pension Services Group
Georgia
$906K +$884K +28,062 New
JFA
70
JNBA Financial Advisors
Minnesota
$905K +$347K +11,016 +65%
MFT
71
Moisand Fitzgerald Tamayo
Florida
$840K +$20.6K +655 +3%
EGA
72
E&G Advisors
Texas
$827K +$807K +25,625 New
GSC
73
G&S Capital
Colorado
$820K +$86.7K +2,752 +12%
Renaissance Technologies
74
Renaissance Technologies
New York
$720K +$217K +6,900 +45%
AG
75
Advisor Group
Arizona
$672K -$2.87M -91,076 -81%
1 2
3
4 5

SPSM Hedge Fund Activity: Q2 2018 in Review

156 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2018, worth a combined $665M — up 63% from $407M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SPSM positions and 8 closed out — a net gain of 39 holders — while 80 added to existing stakes and 18 trimmed.

The largest buyer was Allworth Financial, opening a new position worth an estimated $38.9M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $11.9M.

  • 156 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2018, up from 119 in Q1 2018.
  • Funds reported $665M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2018, up 63% quarter-over-quarter.
  • 47 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2018 and 8 closed out, a net change of +39 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2018 was Allworth Financial, an estimated $38.9M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2018 was Charles Schwab Investment Advisory, an estimated $11.9M sold.

Based on aggregated 13F filings for Q2 2018.