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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
OWP
26
Obermeyer Wealth Partners
Colorado
$38.9M +$1.68M +43,248 +4%
FA
27
Fiducient Advisors
Illinois
$37.6M +$38.6M +991,378 +3,590%
B
28
Bridgeworth
Alabama
$37.4M +$130K +3,342 +0.3%
TC
29
TownSquare Capital
Utah
$36.6M +$2.39M +61,276 +7%
State Street
30
State Street
Massachusetts
$35.7M +$8.89M +228,215 +31%
WAP
31
Wealthcare Advisory Partners
Pennsylvania
$35.1M +$148K +3,791 +0.4%
APW
32
Austin Private Wealth
Texas
$34.9M +$73.4K +1,884 +0.2%
Truist Financial
33
Truist Financial
North Carolina
$33.7M +$1.5M +38,439 +4%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$32.8M +$18.4M +471,996 +113%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$32.3M +$32.1M +823,397 +1,559%
Wells Fargo
36
Wells Fargo
California
$30.9M -$7.17M -184,094 -18%
APWA
37
Atlas Private Wealth Advisors
New Jersey
$30.5M +$8.82M +226,421 +38%
CAL
38
Capital Analysts LLC
Pennsylvania
$30.3M +$893K +22,927 +3%
HighTower Advisors
39
HighTower Advisors
Illinois
$29.7M +$4.8M +123,135 +18%
WFPG
40
Waller Financial Planning Group
Ohio
$29.6M -$230K -5,900 -0.7%
DC
41
Davenport & Co
Virginia
$29M +$2.68M +68,872 +10%
GVAG
42
Great Valley Advisor Group
Delaware
$28.3M +$2.38M +61,131 +9%
IWC
43
Integrated Wealth Concepts
Massachusetts
$28.1M -$1.42M -36,533 -5%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$27.5M +$779K +20,014 +3%
OIA
45
OneDigital Investment Advisors
Kansas
$25.9M -$1.51M -38,891 -5%
RJA
46
Raymond James & Associates
Florida
$25.2M -$470K -12,058 -2%
CAN
47
Cetera Advisor Networks
California
$24.2M +$2.62M +67,203 +11%
MIS
48
Morningstar Investment Services
Illinois
$24.2M +$57.2K +1,469 +0.2%
PWA
49
Peterson Wealth Advisors
Utah
$22.7M +$598K +15,366 +3%
Thrivent Financial for Lutherans
50
Thrivent Financial for Lutherans
Minnesota
$22.2M +$7.12M +182,762 +44%

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.