State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
414 hedge funds and large institutions have $3.45B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 92 funds opening new positions, 166 increasing their positions, 116 reducing their positions, and 27 closing their positions.
241% more first-time investments, than exits
New positions opened: 92 | Existing positions closed: 27
93% more call options, than puts
Call options by funds: $518K | Put options by funds: $269K
45% more funds holding in top 10
Funds holding in top 10: 20 → 29 (+9)
43% more repeat investments, than reductions
Existing positions increased: 166 | Existing positions reduced: 116
17% more funds holding
Funds holding: 354 → 414 (+60)
14% more capital invested
Capital invested by funds: $3.03B → $3.45B (+$420M)
2.84% more ownership
Funds ownership: 72.43% → 75.27% (+2.8%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Financial Engines Advisors
Santa Clara,
California
|
+$98M |
| 2 |
LPL Financial
San Diego,
California
|
+$64.3M |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
+$38M |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
+$12.4M |
| 5 |
KW
KWB Wealth
Redlands,
California
|
+$9.17M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AF
Allworth Financial
Folsom,
California
|
-$25.1M |
| 2 |
TI
Tidal Investments
Milwaukee,
Wisconsin
|
-$21.1M |
| 3 |
State Street
Boston,
Massachusetts
|
-$19M |
| 4 |
AssetMark Inc
Concord,
California
|
-$16.4M |
| 5 |
SWP
Stratos Wealth Partners
Beachwood,
Ohio
|
-$11.8M |
SPSM Hedge Fund Activity: Q4 2021 in Review
414 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2021, worth a combined $3.45B — up 14% from $3.03B a quarter earlier.
Buyers outnumbered sellers: 92 funds opened new SPSM positions and 27 closed out — a net gain of 65 holders — while 166 added to existing stakes and 116 trimmed.
The largest buyer was Financial Engines Advisors, adding an estimated $98M. The largest seller was Allworth Financial, cutting an estimated $25.1M.
- 414 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2021, up from 354 in Q3 2021.
- Funds reported $3.45B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2021, up 14% quarter-over-quarter.
- 92 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2021 and 27 closed out, a net change of +65 holders.
- The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2021 was Financial Engines Advisors, an estimated $98M added.
- The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2021 was Allworth Financial, an estimated $25.1M sold.
Based on aggregated 13F filings for Q4 2021.