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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

354 hedge funds and large institutions have $3.03B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 171 increasing their positions, 94 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more repeat investments, than reductions

Existing positions increased: 171 | Existing positions reduced: 94

70% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 23

3% more funds holding

Funds holding: 345 → 354 (+9)

2% less call options, than puts

Call options by funds: $242K | Put options by funds: $248K

2% less capital invested

Capital invested by funds: $3.11B → $3.03B (-$77.5M)

2.42% less ownership

Funds ownership: 74.85% → 72.43% (-2.4%)

9% less funds holding in top 10

Funds holding in top 10: 22 → 20 (-2)

Holders
354
Holders Change
+9
Holders Change %
+2.61%
% of All Funds
6.2%
Holding in Top 10
20
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-9.09%
% of All Funds
0.35%
New
39
Increased
171
Reduced
94
Closed
23
Calls
$242K
Puts
$248K
Net Calls
-$6K
Net Calls Change
+$228K

Top Buyers

1
AssetMark Inc
AssetMark Inc
California
+$13.9M
2
AWM
Avior Wealth Management
Nebraska
+$11M
3
LPL Financial
LPL Financial
California
+$9.82M
4
State Street
State Street
Massachusetts
+$9.74M
5
Truist Financial
Truist Financial
North Carolina
+$6.92M

Top Sellers

1
SMM
Stadion Money Management
Georgia
-$75.6M
2
Financial Engines Advisors
Financial Engines Advisors
California
-$26.1M
3
RJA
Raymond James & Associates
Florida
-$8.77M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$6.08M
5
TI
Tidal Investments
Wisconsin
-$5.88M
Name Holding Trade Value Shares
Change 		Change in
Stake
RDWM
376
Red Door Wealth Management
Tennessee
– -$1K -32 Closed
FCAS
377
First Command Advisory Services
Texas
– +$257 +6 New
CTC
378
Central Trust Company
Missouri
– +$300 +7 New
12 13 14 15
16

SPSM Hedge Fund Activity: Q3 2021 in Review

354 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2021, worth a combined $3.03B — down 2.5% from $3.11B a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new SPSM positions and 23 closed out — a net gain of 16 holders — while 171 added to existing stakes and 94 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $13.9M. The largest seller was Stadion Money Management, cutting an estimated $75.6M.

  • 354 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2021, up from 345 in Q2 2021.
  • Funds reported $3.03B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2021, down 2.5% quarter-over-quarter.
  • 39 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2021 and 23 closed out, a net change of +16 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2021 was AssetMark Inc, an estimated $13.9M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2021 was Stadion Money Management, an estimated $75.6M sold.

Based on aggregated 13F filings for Q3 2021.