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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

354 hedge funds and large institutions have $3.03B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 171 increasing their positions, 94 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
354
Holders Change
+9
Holders Change %
+2.61%
% of All Funds
6.22%
Holding in Top 10
20
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-9.09%
% of All Funds
0.35%
New
39
Increased
171
Reduced
94
Closed
23
Calls
$242K
Puts
$248K
Net Calls
-$6K
Net Calls Change
+$228K

Top Buyers

1
AssetMark Inc
AssetMark Inc
California
$64.7M
2
AWM
Avior Wealth Management
Nebraska
$11.2M
3
LPL Financial
LPL Financial
California
$249M
4
State Street
State Street
Massachusetts
$57.7M
5
Truist Financial
Truist Financial
North Carolina
$34.2M

Top Sellers

1
SMM
Stadion Money Management
Georgia
$136M
2
Financial Engines Advisors
Financial Engines Advisors
California
$402M
3
RJA
Raymond James & Associates
Florida
$14M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$46.1M
5
TI
Tidal Investments
Wisconsin
$21.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
GTAM
351
Global Trust Asset Management
Florida
$2K – – –
HFS
352
Hantz Financial Services
Michigan
$1K – – –
WIM
353
Westside Investment Management
California
$14 – – –
WCFA
354
Walkner Condon Financial Advisors
Wisconsin
– -$4.34M -99,007 Closed
CRI
355
Colonial River Investments
Virginia
– -$3.73M -84,834 Closed
HI
356
Horizon Investments
North Carolina
– -$2.96M -67,330 Closed
WAM
357
WealthTrust Asset Management
Florida
– -$2.51M -57,209 Closed
GI
358
Glovista Investments
New Jersey
– -$2.27M -51,665 Closed
FFS
359
Founders Financial Securities
Maryland
– -$1.48M -33,665 Closed
ARC
360
Advisor Resource Council
Texas
– -$1.47M -33,500 Closed
HR
361
Hayden Royal
North Carolina
– -$1.34M -30,548 Closed
Susquehanna International Group
362
Susquehanna International Group
Pennsylvania
– -$1M -22,822 Closed
MOS
363
MGO One Seven
Ohio
– -$785K -17,874 Closed
VAS
364
Vestmark Advisory Solutions
Massachusetts
– -$337K -7,677 Closed
NA
365
Nottingham Advisors
New York
– -$290K -6,597 Closed
PFA
366
Peak Financial Advisors
Colorado
– -$211K -4,799 Closed
AP
367
Advisor Partners
California
– -$205K -4,665 Closed
FC
368
Forte Capital
New York
– -$201K -4,565 Closed
FFG
369
Ford Financial Group
California
– -$130K -2,976 Closed
WP
370
WealthShield Partners
North Carolina
– -$104K -2,357 Closed
TRCT
371
Tower Research Capital (TRC)
New York
– -$96K -2,174 Closed
OIA
372
Optimum Investment Advisors
Illinois
– -$53K -1,200 Closed
SL
373
Savior LLC
Massachusetts
– -$46K -1,049 Closed
SCA
374
Stonebridge Capital Advisors
Minnesota
– -$29K -675 Closed
Citigroup
375
Citigroup
New York
– -$26K -600 Closed
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15
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