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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

334 hedge funds and large institutions have $3.1B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q1 according to their latest regulatory filings, with 48 funds opening new positions, 112 increasing their positions, 137 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
334
Holders Change
+26
Holders Change %
+8.44%
% of All Funds
5.88%
Holding in Top 10
25
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+31.58%
% of All Funds
0.44%
New
48
Increased
112
Reduced
137
Closed
19
Calls
$11K
Puts
$1K
Net Calls
+$10K
Net Calls Change
+$12K

Top Buyers

1
HI
Horizon Investments
North Carolina
+$99.6M
2
LPL Financial
LPL Financial
California
+$72.8M
3
PI
PFS Investments
Georgia
+$70M
4
Osaic Holdings
Osaic Holdings
Arizona
+$49.8M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$22.4M

Top Sellers

1
GI
Gradient Investments
Minnesota
-$60.6M
2
Financial Engines Advisors
Financial Engines Advisors
California
-$49.2M
3
SMM
Stadion Money Management
Georgia
-$27.5M
4
VA
Valmark Advisers
Ohio
-$20.7M
5
Charles Schwab
Charles Schwab
California
-$20.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
LF
326
Lee Financial
Texas
$2K – – –
GTAM
327
Global Trust Asset Management
Florida
$2K – – –
PWMG
328
Prestige Wealth Management Group
New Jersey
$2K – – –
S
329
SignatureFD
Georgia
$2K +$1.95K +38 +3,800%
Simplex Trading
330
Simplex Trading
Illinois
$2K +$2K +56 New
VBCG
331
Valley Brook Capital Group
Pennsylvania
$2K +$2K +65 New
HI
332
Hudock Inc
Pennsylvania
$2K +$2K +67 New
WAS
333
Wealth Advisory Solutions
Indiana
$1K -$19 -367 -2%
BSG
334
Black Swift Group
Colorado
$1K -$9.87K -227 -91%
WWM
335
Wolff Wiese Magana
California
$1K +$1K +28 New
DF
336
Donoghue Forlines
Massachusetts
– -$6.25M -174,698 Closed
MAFM
337
Mid Atlantic Financial Management
Pennsylvania
– -$3.16M -88,211 Closed
Prudential Financial
338
Prudential Financial
New Jersey
– -$730K -20,400 Closed
FTUS
339
Flow Traders U.S.
New York
– -$439K -12,274 Closed
PFA
340
Pinnacle Family Advisors
Missouri
– -$246K -6,861 Closed
EWM
341
Echo Wealth Management
Minnesota
– -$231K -6,457 Closed
Jane Street
342
Jane Street
New York
– -$220K -6,158 Closed
ASN
343
Advisory Services Network
Georgia
– -$126K -3,530 Closed
PWM
344
Perigon Wealth Management
California
– -$113K -3,158 Closed
FCH
345
Freestone Capital Holdings
Washington
– -$50.2K -1,403 Closed
TA
346
Tectonic Advisors
Texas
– -$49K -1,375 Closed
JPMorgan Chase & Co
347
JPMorgan Chase & Co
New York
– -$20K -557 Closed
Bank of Montreal
348
Bank of Montreal
Ontario, Canada
– -$17K -437 Closed
NL
349
NVWM LLC
Pennsylvania
– -$13K -350 Closed
FWM
350
ForthRight Wealth Management
Georgia
– -$8K -234 Closed
11 12 13
14
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