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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
OWA
301
Opal Wealth Advisors
New York
$1.11M -$13.4K -344 -1%
UCFA
302
United Capital Financial Advisors
Texas
$1.11M -$37.8K -971 -3%
NF
303
Nikulski Financial
Iowa
$1.11M +$96.2K +2,470 +9%
TCM
304
Triumph Capital Management
Colorado
$1.1M +$668K +17,148 +137%
William Blair & Company
305
William Blair & Company
Illinois
$1.08M +$149K +3,813 +15%
LCM
306
Lunt Capital Management
Utah
$1.07M -$408K -10,467 -27%
BSW
307
Buckingham Strategic Wealth
Missouri
$1.06M +$6.89K +177 +0.6%
NGA
308
Naples Global Advisors
Florida
$1.06M
MWM
309
Modera Wealth Management
New Jersey
$1.05M +$6.74K +173 +0.6%
AWA
310
Alta Wealth Advisors
Massachusetts
$1.04M +$107K +2,740 +11%
KFS
311
Kelly Financial Services
Massachusetts
$1.02M +$619K +15,899 +136%
SAA
312
Southeast Asset Advisors
Georgia
$1.01M
SFP
313
Shepherd Financial Partners
Massachusetts
$1M -$67.8K -1,740 -6%
CAG
314
Csenge Advisory Group
Florida
$999K +$335K +8,614 +47%
MWAM
315
Manhattan West Asset Management
California
$979K -$75K -1,925 -6%
EWM
316
Empirical Wealth Management
Washington
$959K +$4.99K +128 +0.5%
AIP
317
ARS Investment Partners
New York
$944K +$36K +924 +4%
WAOI
318
Wealth Advisors of Iowa
Iowa
$926K +$30K +771 +3%
OWA
319
Outlook Wealth Advisors
Texas
$925K +$452K +11,606 +86%
IF
320
Intrua Financial
Texas
$893K +$284K +7,282 +43%
TAM
321
Titleist Asset Management
Texas
$892K +$40.2K +1,032 +4%
CI
322
Cavalier Investments
Georgia
$888K -$137K -3,516 -13%
FPWM
323
FSB Premier Wealth Management
Iowa
$884K -$14.6K -376 -2%
SIC
324
Salem Investment Counselors
North Carolina
$878K
GHAM
325
Gilman Hill Asset Management
Connecticut
$874K +$923K +23,690 New

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.