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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

354 hedge funds and large institutions have $3.03B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 171 increasing their positions, 94 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
354
Holders Change
+9
Holders Change %
+2.61%
% of All Funds
6.22%
Holding in Top 10
20
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-9.09%
% of All Funds
0.35%
New
39
Increased
171
Reduced
94
Closed
23
Calls
$242K
Puts
$248K
Net Calls
-$6K
Net Calls Change
+$228K

Top Buyers

1
AssetMark Inc
AssetMark Inc
California
$64.7M
2
AWM
Avior Wealth Management
Nebraska
$11.2M
3
LPL Financial
LPL Financial
California
$249M
4
State Street
State Street
Massachusetts
$57.7M
5
Truist Financial
Truist Financial
North Carolina
$34.2M

Top Sellers

1
SMM
Stadion Money Management
Georgia
$136M
2
Financial Engines Advisors
Financial Engines Advisors
California
$402M
3
RJA
Raymond James & Associates
Florida
$14M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$46.1M
5
TI
Tidal Investments
Wisconsin
$21.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
KFS
276
Kelly Financial Services
Massachusetts
$135K -$1.08M -25,249 -89%
TA
277
Tectonic Advisors
Texas
$129K +$129K +3,018 New
TCWM
278
Total Clarity Wealth Management
Illinois
$126K +$126K +2,955 New
William Blair & Company
279
William Blair & Company
Illinois
$121K – – –
GI
280
Gradient Investments
Minnesota
$114K -$243K -5,725 -68%
HFS
281
Horizon Financial Services
North Carolina
$114K +$53.9K +1,270 +90%
KFI
282
Key Financial Inc
Pennsylvania
$112K +$11.5K +270 +11%
AF
283
Advisornet Financial
Minnesota
$108K +$299 +7 +0.3%
RIM
284
Rockbridge Investment Management
New York
$102K – – –
Fidelity Investments
285
Fidelity Investments
Massachusetts
$94K +$22K +516 +31%
TIM
286
Tortoise Investment Management
New York
$87K – – –
ANBT
287
American National Bank & Trust
Texas
$85K +$85K +1,990 New
PP
288
PrairieView Partners
Minnesota
$82K – – –
FWP
289
FAS Wealth Partners
Kansas
$82K +$45.3K +1,058 +124%
BA
290
Bellwether Advisors
Nebraska
$73K -$11.2K -266 -13%
ADL
291
Asset Dedication LLC
California
$72K +$4.77K +111 +7%
AIA
292
Armor Investment Advisors
North Carolina
$70K – – –
SFP
293
Sterling Financial Planning
New Jersey
$64K +$32K +750 +100%
OSNBOA
294
Old Second National Bank of Aurora
Illinois
$63K +$1.41K +33 +2%
RCA
295
Ranch Capital Advisors
Florida
$63K +$13.1K +310 +26%
JWA
296
JFS Wealth Advisors
Pennsylvania
$60K -$68.6K -1,624 -53%
HWMA
297
Heritage Wealth Management (Arizona)
Arizona
$55K -$6.44K -150 -10%
Fifth Third Bancorp
298
Fifth Third Bancorp
Ohio
$54K – – –
CCM
299
Covington Capital Management
California
$46K +$46K +1,084 New
CI
300
CX Institutional
Indiana
$36K -$17.5K -409 -33%
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