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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

260 hedge funds and large institutions have $1.02B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 106 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
260
Holders Change
+49
Holders Change %
+23.22%
% of All Funds
5.13%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.34%
New
69
Increased
106
Reduced
66
Closed
19
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$5K

Top Buyers

1
GI
Gradient Investments
Minnesota
$36.5M
2
GC
Grimes & Company
Massachusetts
$49M
3
Creative Planning
Creative Planning
Kansas
$37.3M
4
MIS
Morningstar Investment Services
Illinois
$6.07M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$7.28M

Top Sellers

1
FI
FormulaFolio Investments
Michigan
$9.22M
2
CSIA
Charles Schwab Investment Advisory
California
$166M
3
State Street
State Street
Massachusetts
$0
4
IA
IFP Advisors
Florida
$2.29M
5
Jane Street
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Fidelity Investments
226
Fidelity Investments
Massachusetts
$26K -$3.7K -113 -12%
Fifth Third Bancorp
227
Fifth Third Bancorp
Ohio
$21K – – –
RMAM
228
Raab & Moskowitz Asset Management
New Jersey
$21K +$21K +672 New
BlackRock
229
BlackRock
New York
$18K +$4.22K +130 +31%
BFC
230
Bedel Financial Consulting
Indiana
$17K – – –
CFGS
231
Concourse Financial Group Securities
Alabama
$17K +$17K +520 New
RE
232
RBC Europe
United Kingdom
$15.7K – – –
JGIA
233
Jackson Grant Investment Advisers
Connecticut
$11K – – –
SMFS
234
Squar Milner Financial Services
California
$11K +$11K +359 New
GEA
235
Glen Eagle Advisors
New Jersey
$10.9K – – –
TIM
236
Tortoise Investment Management
New York
$10K – – –
ACA
237
Aptus Capital Advisors
Alabama
$10K +$10K +310 New
FFW
238
Fusion Family Wealth
New York
$9K – – –
WAS
239
Winch Advisory Services
Wisconsin
$9K +$32 +1 +0.4%
AIA
240
Armor Investment Advisors
North Carolina
$9K +$9K +270 New
PA
241
Procyon Advisors
Connecticut
$8K +$8K +232 New
LWANC
242
Laurel Wealth Advisors (North Carolina)
North Carolina
$7K -$3.5K -100 -33%
EWM
243
EPG Wealth Management
Georgia
$7K +$7K +212 New
RCA
244
Ranch Capital Advisors
Florida
$7K +$7K +227 New
SIS
245
Sound Income Strategies
Florida
$6K -$102 -3 -2%
FPB
246
First PREMIER Bank
South Dakota
$6K – – –
PA
247
Parallel Advisors
California
$4K -$99K -2,920 -96%
VRM
248
Vectors Research Management
New York
$4K – – –
CAL
249
Capital Advisors Ltd
Ohio
$4K – – –
Bank of Montreal
250
Bank of Montreal
Ontario, Canada
$4K +$4K +108 New
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10
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