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ALPS Sector Dividend Dogs ETF

115 hedge funds and large institutions have $850M invested in ALPS Sector Dividend Dogs ETF in 2017 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 58 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

241% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 17

150% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 10

21% more capital invested

Capital invested by funds: $705M → $850M (+$145M)

14% more funds holding

Funds holding: 101115 (+14)

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

0.79% less ownership

Funds ownership: 38.65%37.86% (-0.79%)

Holders
115
Holders Change
+14
Holders Change %
+13.86%
% of All Funds
2.86%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.25%
New
25
Increased
58
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TYCC
76
Texas Yale Capital Corp
Florida
$322K +$323K +7,500 New
WP
77
WealthSource Partners
California
$298K +$299K +6,931 New
FAAS
78
First Allied Advisory Services
California
$280K -$28.7K -665 -9%
IPC
79
Independent Portfolio Consultants
Florida
$272K -$225K -5,210 -45%
VKH
80
Virtu KCG Holdings
New York
$263K +$264K +6,114 New
AFP
81
Ausdal Financial Partners
Iowa
$231K +$231K +5,368 New
CFS
82
Commonwealth Financial Services
West Virginia
$222K
RFC
83
Regions Financial Corp
Alabama
$215K -$336K -7,785 -61%
PAG
84
Pinnacle Advisory Group
Maryland
$213K +$214K +4,970 New
IFAM
85
Institutional & Family Asset Management
Colorado
$212K -$839K -19,471 -80%
KWMG
86
King Wealth Management Group
Florida
$210K
Carson Wealth (CWM LLC)
87
Carson Wealth (CWM LLC)
Nebraska
$208K +$198K +4,597 +1,789%
BFIM
88
Beese Fulmer Investment Management
Ohio
$207K
WA
89
WFG Advisors
Texas
$133K +$134K +3,102 New
BTIS
90
BB&T Investment Services
North Carolina
$113K
PNC Financial Services Group
91
PNC Financial Services Group
Pennsylvania
$108K +$99.1K +2,300 +1,162%
US Bancorp
92
US Bancorp
Minnesota
$88K +$6.68K +155 +8%
SBL
93
Sargent Bickham Lagudis
Colorado
$81K +$81.3K +1,887 New
PWM
94
Perigon Wealth Management
California
$79K
VC
95
Vestor Capital
Illinois
$68K +$68.5K +1,590 New
HFM
96
Hartford Financial Management
Connecticut
$57K +$57.3K +1,329 New
SPIA
97
Steward Partners Investment Advisory
New York
$47K +$7.84K +182 +19%
IWM
98
IHT Wealth Management
Illinois
$35K
Fifth Third Bancorp
99
Fifth Third Bancorp
Ohio
$30K +$30.2K +700 New
LYV
100
Live Your Vision
Pennsylvania
$28K +$21.6K +501 +325%

SDOG Hedge Fund Activity: Q1 2017 in Review

115 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q1 2017, worth a combined $850M — up 21% from $705M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SDOG positions and 10 closed out — a net gain of 15 holders — while 58 added to existing stakes and 17 trimmed.

The largest buyer was Bank of America, adding an estimated $44.6M. The largest seller was Raymond James & Associates, cutting an estimated $5.92M.

  • 115 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q1 2017, up from 101 in Q4 2016.
  • Funds reported $850M of ALPS Sector Dividend Dogs ETF stock for Q1 2017, up 21% quarter-over-quarter.
  • 25 funds opened new ALPS Sector Dividend Dogs ETF positions in Q1 2017 and 10 closed out, a net change of +15 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q1 2017 was Bank of America, an estimated $44.6M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q1 2017 was Raymond James & Associates, an estimated $5.92M sold.

Based on aggregated 13F filings for Q1 2017.