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ALPS Sector Dividend Dogs ETF
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Overview Fund Activity

101 hedge funds and large institutions have $705M invested in ALPS Sector Dividend Dogs ETF in 2016 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 46 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
101
Holders Change
+17
Holders Change %
+20.24%
% of All Funds
2.53%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.23%
New
25
Increased
46
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$146M
2
Bank of America
2
Bank of America
North Carolina
$119M
3
UBS Group
3
UBS Group
Switzerland
$69.3M
4
Wells Fargo
4
Wells Fargo
California
$46.3M
5
LPL Financial
5
LPL Financial
California
$14.5M

Top Sellers

1
FIM
1
Frontier Investment Management
Texas
$21.8M
2
TCM
2
Tuttle Capital Management
Connecticut
$0
3
Jane Street
3
Jane Street
New York
$0
4
RJA
4
Raymond James & Associates
Florida
$20.1M
5
MWM
5
Merriman Wealth Management
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
76
IFP Advisors
Florida
$113K +$38.1K +903 +51%
BTIS
77
BB&T Investment Services
North Carolina
$111K +$111K +2,628 New
GAM
78
Gemmer Asset Management
California
$102K +$102K +2,421 New
PWM
79
Perigon Wealth Management
California
$81K – – –
US Bancorp
80
US Bancorp
Minnesota
$80K -$20.5K -486 -20%
SPIA
81
Steward Partners Investment Advisory
New York
$39K +$39K +934 New
IWM
82
IHT Wealth Management
Illinois
$35K +$35K +817 New
SIM
83
Sonora Investment Management
Arizona
$27.3K – – –
CTB
84
Country Trust Bank
Illinois
$25K – – –
RCA
85
Rowland Carmichael Advisors
Arizona
$22K – – –
HR
86
Howe & Rusling
New York
$22K +$22K +529 New
Creative Planning
87
Creative Planning
Kansas
$13K -$18.8K -433 -59%
Carson Wealth (CWM LLC)
88
Carson Wealth (CWM LLC)
Nebraska
$11K -$4.32K -101 -28%
CB
89
Community Bank
New York
$11K – – –
FANJ
90
Financial Architects (New Jersey)
New Jersey
$11K – – –
RFM
91
Royal Fund Management
Florida
$10K +$10K +261 New
WEC
92
Winslow Evans & Crocker
Massachusetts
$9K +$9K +214 New
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$8K – – –
SEI Investments
94
SEI Investments
Pennsylvania
$8K +$5K +125 +167%
DADC
95
D.A. Davidson & Co
Montana
$6K – – –
WAS
96
Winch Advisory Services
Wisconsin
$6K – – –
LYV
97
Live Your Vision
Pennsylvania
$6K +$39 +1 +0.7%
CFA
98
Carroll Financial Associates
North Carolina
$5K +$36 +1 +0.7%
TCM
99
Tuttle Capital Management
Connecticut
– -$1.71M -41,192 Closed
Jane Street
100
Jane Street
New York
– -$1.6M -38,464 Closed
1 2 3
4
5