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ALPS Sector Dividend Dogs ETF

70 hedge funds and large institutions have $359M invested in ALPS Sector Dividend Dogs ETF in 2015 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

8% more capital invested

Capital invested by funds: $333M → $359M (+$25.8M)

8% more funds holding

Funds holding: 6570 (+5)

1.4% more ownership

Funds ownership: 34.65%36.05% (+1.4%)

22% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 27

Holders
70
Holders Change
+5
Holders Change %
+7.69%
% of All Funds
1.84%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.16%
New
13
Increased
21
Reduced
27
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MMA
51
Miracle Mile Advisors
California
$289K -$445K -12,390 -60%
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
$241K
BFIM
53
Beese Fulmer Investment Management
Ohio
$234K
PAG
54
Private Advisor Group
New Jersey
$234K +$236K +6,580 New
WA
55
WESPAC Advisors
California
$224K +$226K +6,300 New
Northwestern Mutual Wealth Management
56
Northwestern Mutual Wealth Management
Wisconsin
$144K +$146K +4,064 New
CB
57
Community Bank
New York
$98K +$8.97K +250 +10%
NFG
58
Next Financial Group
Texas
$97K +$16.2K +450 +20%
Creative Planning
59
Creative Planning
Kansas
$60K -$69.1K -1,925 -53%
Citigroup
60
Citigroup
New York
$50K -$862 -24 -2%
IA
61
IFP Advisors
Florida
$37K +$37.7K +1,050 New
DADC
62
D.A. Davidson & Co
Montana
$34K
WP
63
WealthPLAN Partners
Nebraska
$26.5K +$83.6K +2,329 New
AFP
64
Ausdal Financial Partners
Iowa
$18K +$17.9K +500 New
FMII
65
Farmers & Merchants Investments Inc
Nebraska
$9K
M
66
MOTCO
Texas
$5K
WAS
67
Winch Advisory Services
Wisconsin
$5K
JP Morgan Chase
68
JP Morgan Chase
New York
$2K +$1.87K +52 New
VF
69
Virtu Financial
New York
-$877K -25,895 Closed
HB
70
Homrich & Berg
Georgia
-$486K -14,361 Closed
BOS
71
Bingham Osborn & Scarborough
California
-$254K -7,500 Closed
PSI
72
Pinnacle Summer Investments
Virginia
-$20K -600 Closed
PNC Financial Services Group
73
PNC Financial Services Group
Pennsylvania
-$15K -450 Closed
KCPG
74
Kavar Capital Partners Group
Kansas
-$12K -375 Closed
LYV
75
Live Your Vision
Pennsylvania
-$5K -150 Closed

SDOG Hedge Fund Activity: Q4 2015 in Review

70 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2015, worth a combined $359M — up 7.7% from $333M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SDOG positions and 8 closed out — a net gain of 5 holders — while 21 added to existing stakes and 27 trimmed.

The largest buyer was LPL Financial, adding an estimated $5.19M. The largest seller was Bank of America, cutting an estimated $6.63M.

  • 70 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2015, up from 65 in Q3 2015.
  • Funds reported $359M of ALPS Sector Dividend Dogs ETF stock for Q4 2015, up 7.7% quarter-over-quarter.
  • 13 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2015 and 8 closed out, a net change of +5 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2015 was LPL Financial, an estimated $5.19M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2015 was Bank of America, an estimated $6.63M sold.

Based on aggregated 13F filings for Q4 2015.