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Schwab US Mid-Cap ETF

480 hedge funds and large institutions have $1.82B invested in Schwab US Mid-Cap ETF in 2018 Q4 according to their latest regulatory filings, with 97 funds opening new positions, 215 increasing their positions, 124 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,900% more call options, than puts

Call options by funds: $350K | Put options by funds: $7K

90% more first-time investments, than exits

New positions opened: 97 | Existing positions closed: 51

73% more repeat investments, than reductions

Existing positions increased: 215 | Existing positions reduced: 124

16.25% more ownership

Funds ownership: 100.69%116.94% (+16%)

10% more funds holding

Funds holding: 437480 (+43)

8% more funds holding in top 10

Funds holding in top 10: 6065 (+5)

0% less capital invested

Capital invested by funds: $1.82B → $1.82B (-$3.73M)

Holders
480
Holders Change
+43
Holders Change %
+9.84%
% of All Funds
10.7%
Holding in Top 10
65
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+8.33%
% of All Funds
1.45%
New
97
Increased
215
Reduced
124
Closed
51
Calls
$350K
Puts
$7K
Net Calls
+$343K
Net Calls Change
-$112K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$98.2M +$54.4M +3,113,331 +99%
SWM
2
SVA Wealth Management
Wisconsin
$76.8M +$2.91M +166,518 +4%
AB
3
AT Bancorp
Iowa
$57.8M -$217K -12,435 -0.3%
HSA
4
HBK Sorce Advisory
Pennsylvania
$45.4M -$1.17M -67,077 -2%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$44.5M +$28.5M +1,629,954 +141%
Ameriprise
6
Ameriprise
Minnesota
$44.4M +$5.79M +331,530 +14%
LWMT
7
Legacy Wealth Management (Tennessee)
Tennessee
$40.7M +$246K +14,079 +0.6%
BJ
8
Brouwer & Janachowski
California
$34.3M +$15.5K +885 +0%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$32.2M +$9.65M +552,501 +38%
BBA
10
BLB&B Advisors
Pennsylvania
$30M +$6.99M +399,846 +27%
JFG
11
JMG Financial Group
Illinois
$30M +$17.1M +980,433 +109%
UBS Group
12
UBS Group
Switzerland
$26.4M +$4.37M +250,302 +18%
DCM
13
DeGreen Capital Management
Arizona
$25.3M +$2.77M +158,325 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$23.5M -$1.95M -111,342 -7%
SHJ
15
Sharkey, Howes & Javer
Colorado
$23.2M -$7.55M -431,919 -23%
Morgan Stanley
16
Morgan Stanley
New York
$22.1M -$66.5K -3,807 -0.3%
OIA
17
OneDigital Investment Advisors
Kansas
$21.8M -$1.3M -74,190 -5%
MF
18
Manchester Financial
California
$21M +$23M +1,315,290 New
NFG
19
Nadler Financial Group
Illinois
$21M +$174K +9,960 +0.8%
HighTower Advisors
20
HighTower Advisors
Illinois
$20.1M +$12.9M +735,570 +140%
PMG
21
ProVise Management Group
Florida
$20.1M -$652K -37,296 -3%
RWM
22
RKL Wealth Management
Pennsylvania
$19.1M +$1.53M +87,831 +8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$18.2M +$1.31M +74,730 +7%
UCFA
24
United Capital Financial Advisors
Texas
$15.1M -$484K -27,687 -3%
LPL Financial
25
LPL Financial
California
$14.3M +$868K +49,650 +6%

SCHM Hedge Fund Activity: Q4 2018 in Review

480 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2018, worth a combined $1.82B — down 0.2% from $1.82B a quarter earlier.

Buyers outnumbered sellers: 97 funds opened new SCHM positions and 51 closed out — a net gain of 46 holders — while 215 added to existing stakes and 124 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Apriem Advisors, exiting entirely with an estimated $20.4M sold.

  • 480 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2018, up from 437 in Q3 2018.
  • Funds reported $1.82B of Schwab US Mid-Cap ETF stock for Q4 2018, down 0.2% quarter-over-quarter.
  • 97 funds opened new Schwab US Mid-Cap ETF positions in Q4 2018 and 51 closed out, a net change of +46 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2018 was Apriem Advisors, an estimated $20.4M sold.

Based on aggregated 13F filings for Q4 2018.