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Schwab US Mid-Cap ETF

202 hedge funds and large institutions have $524M invested in Schwab US Mid-Cap ETF in 2016 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 94 increasing their positions, 60 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 60

47% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 17

5% more funds holding in top 10

Funds holding in top 10: 2122 (+1)

4% more funds holding

Funds holding: 195202 (+7)

3% more capital invested

Capital invested by funds: $507M → $524M (+$17.3M)

0.14% more ownership

Funds ownership: 77.63%77.77% (+0.14%)

Holders
202
Holders Change
+7
Holders Change %
+3.59%
% of All Funds
5.38%
Holding in Top 10
22
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.76%
% of All Funds
0.59%
New
25
Increased
94
Reduced
60
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
1
SVA Wealth Management
Wisconsin
$53.1M +$5.86M +464,481 +13%
LWMT
2
Legacy Wealth Management (Tennessee)
Tennessee
$27.7M -$5.93M -469,689 -19%
BJ
3
Brouwer & Janachowski
California
$22.9M +$2.32M +183,789 +12%
Wells Fargo
4
Wells Fargo
California
$18.2M -$1.62M -128,154 -9%
Morgan Stanley
5
Morgan Stanley
New York
$16.4M +$7.55M +598,578 +97%
FMP
6
Financial Management Professionals
Texas
$16.2M +$1.73M +137,475 +13%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$15.3M +$1.11M +87,987 +8%
WA
8
WealthTrust-Arizona
Arizona
$11.6M +$531K +42,117 +5%
PA
9
Planning Alternatives
Michigan
$11.1M -$2.04M -161,766 -16%
EHPM
10
Emery Howard Portfolio Management
California
$9.83M +$878K +69,591 +11%
JFG
11
JMG Financial Group
Illinois
$9.7M +$1.44M +113,844 +19%
SIC
12
Salem Investment Counselors
North Carolina
$9.61M +$115K +9,090 +1%
PMG
13
ProVise Management Group
Florida
$9.51M +$1.74M +138,156 +24%
LIM
14
Leavell Investment Management
Alabama
$8.82M -$394K -31,242 -5%
SHJ
15
Sharkey, Howes & Javer
Colorado
$8.75M -$1.78M -141,147 -18%
AL
16
Aspiriant LLC
California
$8.51M +$7.94M +629,226 New
LPL Financial
17
LPL Financial
California
$8.46M +$1.87M +148,401 +31%
MFT
18
Moisand Fitzgerald Tamayo
Florida
$7.82M +$894K +70,824 +14%
UBS Group
19
UBS Group
Switzerland
$7.49M +$4.25M +336,837 +155%
WMG
20
WESCAP Management Group
California
$7.01M -$305K -24,168 -4%
ODCM
21
Old Dominion Capital Management
Virginia
$6.61M -$23.3K -1,845 -0.4%
KKAMG
22
Kernodle & Katon Asset Management Group
Arkansas
$6.15M -$1.01M -79,857 -15%
SJIM
23
St. Johns Investment Management
Florida
$6.1M +$4.72M +374,070 +486%
NFG
24
Nadler Financial Group
Illinois
$5.83M +$480K +38,007 +10%
UCFA
25
United Capital Financial Advisors
Texas
$5.77M +$412K +32,667 +8%

SCHM Hedge Fund Activity: Q1 2016 in Review

202 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2016, worth a combined $524M — up 3.4% from $507M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SCHM positions and 17 closed out — a net gain of 8 holders — while 94 added to existing stakes and 60 trimmed.

The largest buyer was Aspiriant LLC, opening a new position worth an estimated $7.94M. The largest seller was HT Partners, exiting entirely with an estimated $19.6M sold.

  • 202 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2016, up from 195 in Q4 2015.
  • Funds reported $524M of Schwab US Mid-Cap ETF stock for Q1 2016, up 3.4% quarter-over-quarter.
  • 25 funds opened new Schwab US Mid-Cap ETF positions in Q1 2016 and 17 closed out, a net change of +8 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2016 was Aspiriant LLC, an estimated $7.94M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2016 was HT Partners, an estimated $19.6M sold.

Based on aggregated 13F filings for Q1 2016.