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Schwab US Mid-Cap ETF

170 hedge funds and large institutions have $446M invested in Schwab US Mid-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 85 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 44

27% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 15

4.63% more ownership

Funds ownership: 68.86%73.48% (+4.6%)

2% more funds holding

Funds holding: 167170 (+3)

4% more capital invested

Capital invested by funds: $431M → $446M (+$15.6M)

11% less funds holding in top 10

Funds holding in top 10: 1816 (-2)

Holders
170
Holders Change
+3
Holders Change %
+1.8%
% of All Funds
4.75%
Holding in Top 10
16
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.11%
% of All Funds
0.45%
New
19
Increased
85
Reduced
44
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
1
SVA Wealth Management
Wisconsin
$42.5M +$3.58M +258,129 +9%
LWMT
2
Legacy Wealth Management (Tennessee)
Tennessee
$22.9M +$14.6M +1,054,677 +148%
Wells Fargo
3
Wells Fargo
California
$19.9M +$11.1M +802,695 +110%
HP
4
HT Partners
Connecticut
$19.7M -$1.83M -132,144 -8%
BJ
5
Brouwer & Janachowski
California
$14.8M +$7.15M +515,214 +82%
PFG
6
Piershale Financial Group
Illinois
$14.4M +$3.33M +239,568 +28%
PA
7
Planning Alternatives
Michigan
$13.9M -$4.66M -335,607 -24%
SHJ
8
Sharkey, Howes & Javer
Colorado
$12.9M -$2.75M -197,862 -17%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$12.4M +$13.2M +952,557 New
WA
10
WealthTrust-Arizona
Arizona
$10.4M +$211K +15,195 +2%
Morgan Stanley
11
Morgan Stanley
New York
$9.6M +$2.26M +163,035 +28%
SIC
12
Salem Investment Counselors
North Carolina
$8.78M +$134K +9,630 +1%
Jane Street
13
Jane Street
New York
$8.15M +$8.38M +603,255 +2,415%
EHPM
14
Emery Howard Portfolio Management
California
$7.72M +$534K +38,481 +7%
AHS
15
Aspiriant Holdings S3
California
$7.67M +$547K +39,375 +7%
IF
16
Ironwood Financial
Arizona
$6.96M -$13.7K -984 -0.2%
LIM
17
Leavell Investment Management
Alabama
$6.95M +$21.5K +1,548 +0.3%
JFG
18
JMG Financial Group
Illinois
$6.71M -$966K -69,537 -12%
ODCM
19
Old Dominion Capital Management
Virginia
$6.5M -$33K -2,376 -0.5%
PMG
20
ProVise Management Group
Florida
$6.21M -$4.41M -317,814 -40%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$5.76M +$1.62M +117,012 +36%
LCM
22
Leisure Capital Management
California
$5.43M +$104K +7,479 +2%
LIM
23
Lathrop Investment Management
Arkansas
$5.4M +$135K +9,705 +2%
BFG
24
Bouchey Financial Group
New York
$5.23M +$390K +28,086 +7%
UCFA
25
United Capital Financial Advisors
Texas
$5.17M -$1.41M -101,472 -20%

SCHM Hedge Fund Activity: Q3 2015 in Review

170 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2015, worth a combined $446M — up 3.6% from $431M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SCHM positions and 15 closed out — a net gain of 4 holders — while 85 added to existing stakes and 44 trimmed.

The largest buyer was Legacy Wealth Management (Tennessee), adding an estimated $14.6M. The largest seller was Commonwealth Equity Services, cutting an estimated $4.81M.

  • 170 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2015, up from 167 in Q2 2015.
  • Funds reported $446M of Schwab US Mid-Cap ETF stock for Q3 2015, up 3.6% quarter-over-quarter.
  • 19 funds opened new Schwab US Mid-Cap ETF positions in Q3 2015 and 15 closed out, a net change of +4 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2015 was Legacy Wealth Management (Tennessee), an estimated $14.6M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2015 was Commonwealth Equity Services, an estimated $4.81M sold.

Based on aggregated 13F filings for Q3 2015.