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Schwab US Mid-Cap ETF

437 hedge funds and large institutions have $1.82B invested in Schwab US Mid-Cap ETF in 2018 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 213 increasing their positions, 135 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 16

58% more repeat investments, than reductions

Existing positions increased: 213 | Existing positions reduced: 135

15% more capital invested

Capital invested by funds: $1.59B → $1.82B (+$235M)

7% more funds holding in top 10

Funds holding in top 10: 5660 (+4)

5% more funds holding

Funds holding: 417437 (+20)

0.87% less ownership

Funds ownership: 101.56%100.69% (-0.87%)

Holders
437
Holders Change
+20
Holders Change %
+4.8%
% of All Funds
9.99%
Holding in Top 10
60
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+7.14%
% of All Funds
1.37%
New
40
Increased
213
Reduced
135
Closed
16
Calls
$455K
Puts
Net Calls
+$455K
Net Calls Change
-$163K
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
1
SVA Wealth Management
Wisconsin
$89.5M +$555K +29,139 +0.6%
AB
2
AT Bancorp
Iowa
$70M -$3.75M -196,650 -5%
Financial Engines Advisors
3
Financial Engines Advisors
California
$60.5M +$14.8M +777,363 +33%
HSA
4
HBK Sorce Advisory
Pennsylvania
$56.1M +$1.21M +63,462 +2%
LWMT
5
Legacy Wealth Management (Tennessee)
Tennessee
$48.9M +$330K +17,319 +0.7%
Ameriprise
6
Ameriprise
Minnesota
$47.1M +$26.3M +1,382,364 +130%
BJ
7
Brouwer & Janachowski
California
$41.4M +$239K +12,552 +0.6%
SHJ
8
Sharkey, Howes & Javer
Colorado
$36.4M -$259K -13,578 -0.7%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$30.6M +$1.19M +62,400 +4%
BBA
10
BLB&B Advisors
Pennsylvania
$28.5M +$4.76M +249,588 +20%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$28.2M +$1.05M +55,095 +4%
OIA
12
OneDigital Investment Advisors
Kansas
$27.8M +$759K +39,828 +3%
UBS Group
13
UBS Group
Switzerland
$27M +$2.69M +141,054 +11%
Morgan Stanley
14
Morgan Stanley
New York
$26.7M -$694K -36,405 -3%
NFG
15
Nadler Financial Group
Illinois
$25.1M +$357K +18,720 +1%
PMG
16
ProVise Management Group
Florida
$24.9M +$1.81M +95,115 +8%
AWS
17
AJ Wealth Strategies
New York
$23.6M +$1.46M +76,455 +7%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$22.3M +$5.9M +309,522 +37%
RWM
19
RKL Wealth Management
Pennsylvania
$21.4M +$1.61M +84,588 +8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$20.5M -$1.63M -85,455 -7%
AA
21
Apriem Advisors
California
$20.4M +$14.9M +783,285 +288%
UCFA
22
United Capital Financial Advisors
Texas
$18.8M -$160K -8,391 -0.9%
EHPM
23
Emery Howard Portfolio Management
California
$17.7M +$828K +43,461 +5%
JFG
24
JMG Financial Group
Illinois
$17.3M +$3.01M +157,836 +21%
Fiera Capital (Canada)
25
Fiera Capital (Canada)
Quebec, Canada
$16.9M +$4.55M +238,758 +37%

SCHM Hedge Fund Activity: Q3 2018 in Review

437 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2018, worth a combined $1.82B — up 15% from $1.59B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new SCHM positions and 16 closed out — a net gain of 24 holders — while 213 added to existing stakes and 135 trimmed.

The largest buyer was Ameriprise, adding an estimated $26.3M. The largest seller was MFA Wealth Advisors, cutting an estimated $13.3M.

  • 437 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2018, up from 417 in Q2 2018.
  • Funds reported $1.82B of Schwab US Mid-Cap ETF stock for Q3 2018, up 15% quarter-over-quarter.
  • 40 funds opened new Schwab US Mid-Cap ETF positions in Q3 2018 and 16 closed out, a net change of +24 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2018 was Ameriprise, an estimated $26.3M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2018 was MFA Wealth Advisors, an estimated $13.3M sold.

Based on aggregated 13F filings for Q3 2018.